1 Please note that the "What is RCU?" LWN series is an excellent place
2 to start learning about RCU:
4 1. What is RCU, Fundamentally? http://lwn.net/Articles/262464/
5 2. What is RCU? Part 2: Usage http://lwn.net/Articles/263130/
6 3. RCU part 3: the RCU API http://lwn.net/Articles/264090/
11 RCU is a synchronization mechanism that was added to the Linux kernel
12 during the 2.5 development effort that is optimized for read-mostly
13 situations. Although RCU is actually quite simple once you understand it,
14 getting there can sometimes be a challenge. Part of the problem is that
15 most of the past descriptions of RCU have been written with the mistaken
16 assumption that there is "one true way" to describe RCU. Instead,
17 the experience has been that different people must take different paths
18 to arrive at an understanding of RCU. This document provides several
19 different paths, as follows:
22 2. WHAT IS RCU'S CORE API?
23 3. WHAT ARE SOME EXAMPLE USES OF CORE RCU API?
24 4. WHAT IF MY UPDATING THREAD CANNOT BLOCK?
25 5. WHAT ARE SOME SIMPLE IMPLEMENTATIONS OF RCU?
26 6. ANALOGY WITH READER-WRITER LOCKING
27 7. FULL LIST OF RCU APIs
28 8. ANSWERS TO QUICK QUIZZES
30 People who prefer starting with a conceptual overview should focus on
31 Section 1, though most readers will profit by reading this section at
32 some point. People who prefer to start with an API that they can then
33 experiment with should focus on Section 2. People who prefer to start
34 with example uses should focus on Sections 3 and 4. People who need to
35 understand the RCU implementation should focus on Section 5, then dive
36 into the kernel source code. People who reason best by analogy should
37 focus on Section 6. Section 7 serves as an index to the docbook API
38 documentation, and Section 8 is the traditional answer key.
40 So, start with the section that makes the most sense to you and your
41 preferred method of learning. If you need to know everything about
42 everything, feel free to read the whole thing -- but if you are really
43 that type of person, you have perused the source code and will therefore
44 never need this document anyway. ;-)
49 The basic idea behind RCU is to split updates into "removal" and
50 "reclamation" phases. The removal phase removes references to data items
51 within a data structure (possibly by replacing them with references to
52 new versions of these data items), and can run concurrently with readers.
53 The reason that it is safe to run the removal phase concurrently with
54 readers is the semantics of modern CPUs guarantee that readers will see
55 either the old or the new version of the data structure rather than a
56 partially updated reference. The reclamation phase does the work of reclaiming
57 (e.g., freeing) the data items removed from the data structure during the
58 removal phase. Because reclaiming data items can disrupt any readers
59 concurrently referencing those data items, the reclamation phase must
60 not start until readers no longer hold references to those data items.
62 Splitting the update into removal and reclamation phases permits the
63 updater to perform the removal phase immediately, and to defer the
64 reclamation phase until all readers active during the removal phase have
65 completed, either by blocking until they finish or by registering a
66 callback that is invoked after they finish. Only readers that are active
67 during the removal phase need be considered, because any reader starting
68 after the removal phase will be unable to gain a reference to the removed
69 data items, and therefore cannot be disrupted by the reclamation phase.
71 So the typical RCU update sequence goes something like the following:
73 a. Remove pointers to a data structure, so that subsequent
74 readers cannot gain a reference to it.
76 b. Wait for all previous readers to complete their RCU read-side
79 c. At this point, there cannot be any readers who hold references
80 to the data structure, so it now may safely be reclaimed
83 Step (b) above is the key idea underlying RCU's deferred destruction.
84 The ability to wait until all readers are done allows RCU readers to
85 use much lighter-weight synchronization, in some cases, absolutely no
86 synchronization at all. In contrast, in more conventional lock-based
87 schemes, readers must use heavy-weight synchronization in order to
88 prevent an updater from deleting the data structure out from under them.
89 This is because lock-based updaters typically update data items in place,
90 and must therefore exclude readers. In contrast, RCU-based updaters
91 typically take advantage of the fact that writes to single aligned
92 pointers are atomic on modern CPUs, allowing atomic insertion, removal,
93 and replacement of data items in a linked structure without disrupting
94 readers. Concurrent RCU readers can then continue accessing the old
95 versions, and can dispense with the atomic operations, memory barriers,
96 and communications cache misses that are so expensive on present-day
97 SMP computer systems, even in absence of lock contention.
99 In the three-step procedure shown above, the updater is performing both
100 the removal and the reclamation step, but it is often helpful for an
101 entirely different thread to do the reclamation, as is in fact the case
102 in the Linux kernel's directory-entry cache (dcache). Even if the same
103 thread performs both the update step (step (a) above) and the reclamation
104 step (step (c) above), it is often helpful to think of them separately.
105 For example, RCU readers and updaters need not communicate at all,
106 but RCU provides implicit low-overhead communication between readers
107 and reclaimers, namely, in step (b) above.
109 So how the heck can a reclaimer tell when a reader is done, given
110 that readers are not doing any sort of synchronization operations???
111 Read on to learn about how RCU's API makes this easy.
114 2. WHAT IS RCU'S CORE API?
116 The core RCU API is quite small:
120 c. synchronize_rcu() / call_rcu()
121 d. rcu_assign_pointer()
124 There are many other members of the RCU API, but the rest can be
125 expressed in terms of these five, though most implementations instead
126 express synchronize_rcu() in terms of the call_rcu() callback API.
128 The five core RCU APIs are described below, the other 18 will be enumerated
129 later. See the kernel docbook documentation for more info, or look directly
130 at the function header comments.
134 void rcu_read_lock(void);
136 Used by a reader to inform the reclaimer that the reader is
137 entering an RCU read-side critical section. It is illegal
138 to block while in an RCU read-side critical section, though
139 kernels built with CONFIG_TREE_PREEMPT_RCU can preempt RCU
140 read-side critical sections. Any RCU-protected data structure
141 accessed during an RCU read-side critical section is guaranteed to
142 remain unreclaimed for the full duration of that critical section.
143 Reference counts may be used in conjunction with RCU to maintain
144 longer-term references to data structures.
148 void rcu_read_unlock(void);
150 Used by a reader to inform the reclaimer that the reader is
151 exiting an RCU read-side critical section. Note that RCU
152 read-side critical sections may be nested and/or overlapping.
156 void synchronize_rcu(void);
158 Marks the end of updater code and the beginning of reclaimer
159 code. It does this by blocking until all pre-existing RCU
160 read-side critical sections on all CPUs have completed.
161 Note that synchronize_rcu() will -not- necessarily wait for
162 any subsequent RCU read-side critical sections to complete.
163 For example, consider the following sequence of events:
166 ----------------- ------------------------- ---------------
168 2. enters synchronize_rcu()
171 5. exits synchronize_rcu()
174 To reiterate, synchronize_rcu() waits only for ongoing RCU
175 read-side critical sections to complete, not necessarily for
176 any that begin after synchronize_rcu() is invoked.
178 Of course, synchronize_rcu() does not necessarily return
179 -immediately- after the last pre-existing RCU read-side critical
180 section completes. For one thing, there might well be scheduling
181 delays. For another thing, many RCU implementations process
182 requests in batches in order to improve efficiencies, which can
183 further delay synchronize_rcu().
185 Since synchronize_rcu() is the API that must figure out when
186 readers are done, its implementation is key to RCU. For RCU
187 to be useful in all but the most read-intensive situations,
188 synchronize_rcu()'s overhead must also be quite small.
190 The call_rcu() API is a callback form of synchronize_rcu(),
191 and is described in more detail in a later section. Instead of
192 blocking, it registers a function and argument which are invoked
193 after all ongoing RCU read-side critical sections have completed.
194 This callback variant is particularly useful in situations where
195 it is illegal to block or where update-side performance is
196 critically important.
198 However, the call_rcu() API should not be used lightly, as use
199 of the synchronize_rcu() API generally results in simpler code.
200 In addition, the synchronize_rcu() API has the nice property
201 of automatically limiting update rate should grace periods
202 be delayed. This property results in system resilience in face
203 of denial-of-service attacks. Code using call_rcu() should limit
204 update rate in order to gain this same sort of resilience. See
205 checklist.txt for some approaches to limiting the update rate.
209 typeof(p) rcu_assign_pointer(p, typeof(p) v);
211 Yes, rcu_assign_pointer() -is- implemented as a macro, though it
212 would be cool to be able to declare a function in this manner.
213 (Compiler experts will no doubt disagree.)
215 The updater uses this function to assign a new value to an
216 RCU-protected pointer, in order to safely communicate the change
217 in value from the updater to the reader. This function returns
218 the new value, and also executes any memory-barrier instructions
219 required for a given CPU architecture.
221 Perhaps just as important, it serves to document (1) which
222 pointers are protected by RCU and (2) the point at which a
223 given structure becomes accessible to other CPUs. That said,
224 rcu_assign_pointer() is most frequently used indirectly, via
225 the _rcu list-manipulation primitives such as list_add_rcu().
229 typeof(p) rcu_dereference(p);
231 Like rcu_assign_pointer(), rcu_dereference() must be implemented
234 The reader uses rcu_dereference() to fetch an RCU-protected
235 pointer, which returns a value that may then be safely
236 dereferenced. Note that rcu_deference() does not actually
237 dereference the pointer, instead, it protects the pointer for
238 later dereferencing. It also executes any needed memory-barrier
239 instructions for a given CPU architecture. Currently, only Alpha
240 needs memory barriers within rcu_dereference() -- on other CPUs,
241 it compiles to nothing, not even a compiler directive.
243 Common coding practice uses rcu_dereference() to copy an
244 RCU-protected pointer to a local variable, then dereferences
245 this local variable, for example as follows:
247 p = rcu_dereference(head.next);
250 However, in this case, one could just as easily combine these
253 return rcu_dereference(head.next)->data;
255 If you are going to be fetching multiple fields from the
256 RCU-protected structure, using the local variable is of
257 course preferred. Repeated rcu_dereference() calls look
258 ugly and incur unnecessary overhead on Alpha CPUs.
260 Note that the value returned by rcu_dereference() is valid
261 only within the enclosing RCU read-side critical section.
262 For example, the following is -not- legal:
265 p = rcu_dereference(head.next);
272 Holding a reference from one RCU read-side critical section
273 to another is just as illegal as holding a reference from
274 one lock-based critical section to another! Similarly,
275 using a reference outside of the critical section in which
276 it was acquired is just as illegal as doing so with normal
279 As with rcu_assign_pointer(), an important function of
280 rcu_dereference() is to document which pointers are protected by
281 RCU, in particular, flagging a pointer that is subject to changing
282 at any time, including immediately after the rcu_dereference().
283 And, again like rcu_assign_pointer(), rcu_dereference() is
284 typically used indirectly, via the _rcu list-manipulation
285 primitives, such as list_for_each_entry_rcu().
287 The following diagram shows how each API communicates among the
288 reader, updater, and reclaimer.
293 +---------------------->| reader |---------+
297 | | | rcu_read_lock()
298 | | | rcu_read_unlock()
299 | rcu_dereference() | |
301 | updater |<---------------------+ |
304 +----------------------------------->| reclaimer |
307 synchronize_rcu() & call_rcu()
310 The RCU infrastructure observes the time sequence of rcu_read_lock(),
311 rcu_read_unlock(), synchronize_rcu(), and call_rcu() invocations in
312 order to determine when (1) synchronize_rcu() invocations may return
313 to their callers and (2) call_rcu() callbacks may be invoked. Efficient
314 implementations of the RCU infrastructure make heavy use of batching in
315 order to amortize their overhead over many uses of the corresponding APIs.
317 There are no fewer than three RCU mechanisms in the Linux kernel; the
318 diagram above shows the first one, which is by far the most commonly used.
319 The rcu_dereference() and rcu_assign_pointer() primitives are used for
320 all three mechanisms, but different defer and protect primitives are
325 a. synchronize_rcu() rcu_read_lock() / rcu_read_unlock()
326 call_rcu() rcu_dereference()
328 b. call_rcu_bh() rcu_read_lock_bh() / rcu_read_unlock_bh()
331 c. synchronize_sched() rcu_read_lock_sched() / rcu_read_unlock_sched()
332 preempt_disable() / preempt_enable()
333 local_irq_save() / local_irq_restore()
334 hardirq enter / hardirq exit
336 rcu_dereference_sched()
338 These three mechanisms are used as follows:
340 a. RCU applied to normal data structures.
342 b. RCU applied to networking data structures that may be subjected
343 to remote denial-of-service attacks.
345 c. RCU applied to scheduler and interrupt/NMI-handler tasks.
347 Again, most uses will be of (a). The (b) and (c) cases are important
348 for specialized uses, but are relatively uncommon.
351 3. WHAT ARE SOME EXAMPLE USES OF CORE RCU API?
353 This section shows a simple use of the core RCU API to protect a
354 global pointer to a dynamically allocated structure. More-typical
355 uses of RCU may be found in listRCU.txt, arrayRCU.txt, and NMI-RCU.txt.
362 DEFINE_SPINLOCK(foo_mutex);
367 * Create a new struct foo that is the same as the one currently
368 * pointed to by gbl_foo, except that field "a" is replaced
369 * with "new_a". Points gbl_foo to the new structure, and
370 * frees up the old structure after a grace period.
372 * Uses rcu_assign_pointer() to ensure that concurrent readers
373 * see the initialized version of the new structure.
375 * Uses synchronize_rcu() to ensure that any readers that might
376 * have references to the old structure complete before freeing
379 void foo_update_a(int new_a)
384 new_fp = kmalloc(sizeof(*new_fp), GFP_KERNEL);
385 spin_lock(&foo_mutex);
389 rcu_assign_pointer(gbl_foo, new_fp);
390 spin_unlock(&foo_mutex);
396 * Return the value of field "a" of the current gbl_foo
397 * structure. Use rcu_read_lock() and rcu_read_unlock()
398 * to ensure that the structure does not get deleted out
399 * from under us, and use rcu_dereference() to ensure that
400 * we see the initialized version of the structure (important
401 * for DEC Alpha and for people reading the code).
408 retval = rcu_dereference(gbl_foo)->a;
415 o Use rcu_read_lock() and rcu_read_unlock() to guard RCU
416 read-side critical sections.
418 o Within an RCU read-side critical section, use rcu_dereference()
419 to dereference RCU-protected pointers.
421 o Use some solid scheme (such as locks or semaphores) to
422 keep concurrent updates from interfering with each other.
424 o Use rcu_assign_pointer() to update an RCU-protected pointer.
425 This primitive protects concurrent readers from the updater,
426 -not- concurrent updates from each other! You therefore still
427 need to use locking (or something similar) to keep concurrent
428 rcu_assign_pointer() primitives from interfering with each other.
430 o Use synchronize_rcu() -after- removing a data element from an
431 RCU-protected data structure, but -before- reclaiming/freeing
432 the data element, in order to wait for the completion of all
433 RCU read-side critical sections that might be referencing that
436 See checklist.txt for additional rules to follow when using RCU.
437 And again, more-typical uses of RCU may be found in listRCU.txt,
438 arrayRCU.txt, and NMI-RCU.txt.
441 4. WHAT IF MY UPDATING THREAD CANNOT BLOCK?
443 In the example above, foo_update_a() blocks until a grace period elapses.
444 This is quite simple, but in some cases one cannot afford to wait so
445 long -- there might be other high-priority work to be done.
447 In such cases, one uses call_rcu() rather than synchronize_rcu().
448 The call_rcu() API is as follows:
450 void call_rcu(struct rcu_head * head,
451 void (*func)(struct rcu_head *head));
453 This function invokes func(head) after a grace period has elapsed.
454 This invocation might happen from either softirq or process context,
455 so the function is not permitted to block. The foo struct needs to
456 have an rcu_head structure added, perhaps as follows:
465 The foo_update_a() function might then be written as follows:
468 * Create a new struct foo that is the same as the one currently
469 * pointed to by gbl_foo, except that field "a" is replaced
470 * with "new_a". Points gbl_foo to the new structure, and
471 * frees up the old structure after a grace period.
473 * Uses rcu_assign_pointer() to ensure that concurrent readers
474 * see the initialized version of the new structure.
476 * Uses call_rcu() to ensure that any readers that might have
477 * references to the old structure complete before freeing the
480 void foo_update_a(int new_a)
485 new_fp = kmalloc(sizeof(*new_fp), GFP_KERNEL);
486 spin_lock(&foo_mutex);
490 rcu_assign_pointer(gbl_foo, new_fp);
491 spin_unlock(&foo_mutex);
492 call_rcu(&old_fp->rcu, foo_reclaim);
495 The foo_reclaim() function might appear as follows:
497 void foo_reclaim(struct rcu_head *rp)
499 struct foo *fp = container_of(rp, struct foo, rcu);
504 The container_of() primitive is a macro that, given a pointer into a
505 struct, the type of the struct, and the pointed-to field within the
506 struct, returns a pointer to the beginning of the struct.
508 The use of call_rcu() permits the caller of foo_update_a() to
509 immediately regain control, without needing to worry further about the
510 old version of the newly updated element. It also clearly shows the
511 RCU distinction between updater, namely foo_update_a(), and reclaimer,
512 namely foo_reclaim().
514 The summary of advice is the same as for the previous section, except
515 that we are now using call_rcu() rather than synchronize_rcu():
517 o Use call_rcu() -after- removing a data element from an
518 RCU-protected data structure in order to register a callback
519 function that will be invoked after the completion of all RCU
520 read-side critical sections that might be referencing that
523 Again, see checklist.txt for additional rules governing the use of RCU.
526 5. WHAT ARE SOME SIMPLE IMPLEMENTATIONS OF RCU?
528 One of the nice things about RCU is that it has extremely simple "toy"
529 implementations that are a good first step towards understanding the
530 production-quality implementations in the Linux kernel. This section
531 presents two such "toy" implementations of RCU, one that is implemented
532 in terms of familiar locking primitives, and another that more closely
533 resembles "classic" RCU. Both are way too simple for real-world use,
534 lacking both functionality and performance. However, they are useful
535 in getting a feel for how RCU works. See kernel/rcupdate.c for a
536 production-quality implementation, and see:
538 http://www.rdrop.com/users/paulmck/RCU
540 for papers describing the Linux kernel RCU implementation. The OLS'01
541 and OLS'02 papers are a good introduction, and the dissertation provides
542 more details on the current implementation as of early 2004.
545 5A. "TOY" IMPLEMENTATION #1: LOCKING
547 This section presents a "toy" RCU implementation that is based on
548 familiar locking primitives. Its overhead makes it a non-starter for
549 real-life use, as does its lack of scalability. It is also unsuitable
550 for realtime use, since it allows scheduling latency to "bleed" from
551 one read-side critical section to another.
553 However, it is probably the easiest implementation to relate to, so is
554 a good starting point.
556 It is extremely simple:
558 static DEFINE_RWLOCK(rcu_gp_mutex);
560 void rcu_read_lock(void)
562 read_lock(&rcu_gp_mutex);
565 void rcu_read_unlock(void)
567 read_unlock(&rcu_gp_mutex);
570 void synchronize_rcu(void)
572 write_lock(&rcu_gp_mutex);
573 write_unlock(&rcu_gp_mutex);
576 [You can ignore rcu_assign_pointer() and rcu_dereference() without
577 missing much. But here they are anyway. And whatever you do, don't
578 forget about them when submitting patches making use of RCU!]
580 #define rcu_assign_pointer(p, v) ({ \
585 #define rcu_dereference(p) ({ \
586 typeof(p) _________p1 = p; \
587 smp_read_barrier_depends(); \
592 The rcu_read_lock() and rcu_read_unlock() primitive read-acquire
593 and release a global reader-writer lock. The synchronize_rcu()
594 primitive write-acquires this same lock, then immediately releases
595 it. This means that once synchronize_rcu() exits, all RCU read-side
596 critical sections that were in progress before synchronize_rcu() was
597 called are guaranteed to have completed -- there is no way that
598 synchronize_rcu() would have been able to write-acquire the lock
601 It is possible to nest rcu_read_lock(), since reader-writer locks may
602 be recursively acquired. Note also that rcu_read_lock() is immune
603 from deadlock (an important property of RCU). The reason for this is
604 that the only thing that can block rcu_read_lock() is a synchronize_rcu().
605 But synchronize_rcu() does not acquire any locks while holding rcu_gp_mutex,
606 so there can be no deadlock cycle.
608 Quick Quiz #1: Why is this argument naive? How could a deadlock
609 occur when using this algorithm in a real-world Linux
610 kernel? How could this deadlock be avoided?
613 5B. "TOY" EXAMPLE #2: CLASSIC RCU
615 This section presents a "toy" RCU implementation that is based on
616 "classic RCU". It is also short on performance (but only for updates) and
617 on features such as hotplug CPU and the ability to run in CONFIG_PREEMPT
618 kernels. The definitions of rcu_dereference() and rcu_assign_pointer()
619 are the same as those shown in the preceding section, so they are omitted.
621 void rcu_read_lock(void) { }
623 void rcu_read_unlock(void) { }
625 void synchronize_rcu(void)
629 for_each_possible_cpu(cpu)
633 Note that rcu_read_lock() and rcu_read_unlock() do absolutely nothing.
634 This is the great strength of classic RCU in a non-preemptive kernel:
635 read-side overhead is precisely zero, at least on non-Alpha CPUs.
636 And there is absolutely no way that rcu_read_lock() can possibly
637 participate in a deadlock cycle!
639 The implementation of synchronize_rcu() simply schedules itself on each
640 CPU in turn. The run_on() primitive can be implemented straightforwardly
641 in terms of the sched_setaffinity() primitive. Of course, a somewhat less
642 "toy" implementation would restore the affinity upon completion rather
643 than just leaving all tasks running on the last CPU, but when I said
644 "toy", I meant -toy-!
646 So how the heck is this supposed to work???
648 Remember that it is illegal to block while in an RCU read-side critical
649 section. Therefore, if a given CPU executes a context switch, we know
650 that it must have completed all preceding RCU read-side critical sections.
651 Once -all- CPUs have executed a context switch, then -all- preceding
652 RCU read-side critical sections will have completed.
654 So, suppose that we remove a data item from its structure and then invoke
655 synchronize_rcu(). Once synchronize_rcu() returns, we are guaranteed
656 that there are no RCU read-side critical sections holding a reference
657 to that data item, so we can safely reclaim it.
659 Quick Quiz #2: Give an example where Classic RCU's read-side
660 overhead is -negative-.
662 Quick Quiz #3: If it is illegal to block in an RCU read-side
663 critical section, what the heck do you do in
664 PREEMPT_RT, where normal spinlocks can block???
667 6. ANALOGY WITH READER-WRITER LOCKING
669 Although RCU can be used in many different ways, a very common use of
670 RCU is analogous to reader-writer locking. The following unified
671 diff shows how closely related RCU and reader-writer locking can be.
674 struct list_head *lp;
678 - list_for_each_entry(p, head, lp) {
680 + list_for_each_entry_rcu(p, head, lp) {
697 - write_lock(&listmutex);
698 + spin_lock(&listmutex);
699 list_for_each_entry(p, head, lp) {
701 - list_del(&p->list);
702 - write_unlock(&listmutex);
703 + list_del_rcu(&p->list);
704 + spin_unlock(&listmutex);
710 - write_unlock(&listmutex);
711 + spin_unlock(&listmutex);
715 Or, for those who prefer a side-by-side listing:
717 1 struct el { 1 struct el {
718 2 struct list_head list; 2 struct list_head list;
719 3 long key; 3 long key;
720 4 spinlock_t mutex; 4 spinlock_t mutex;
721 5 int data; 5 int data;
722 6 /* Other data fields */ 6 /* Other data fields */
724 8 spinlock_t listmutex; 8 spinlock_t listmutex;
725 9 struct el head; 9 struct el head;
727 1 int search(long key, int *result) 1 int search(long key, int *result)
729 3 struct list_head *lp; 3 struct list_head *lp;
730 4 struct el *p; 4 struct el *p;
732 6 read_lock(); 6 rcu_read_lock();
733 7 list_for_each_entry(p, head, lp) { 7 list_for_each_entry_rcu(p, head, lp) {
734 8 if (p->key == key) { 8 if (p->key == key) {
735 9 *result = p->data; 9 *result = p->data;
736 10 read_unlock(); 10 rcu_read_unlock();
737 11 return 1; 11 return 1;
740 14 read_unlock(); 14 rcu_read_unlock();
741 15 return 0; 15 return 0;
744 1 int delete(long key) 1 int delete(long key)
746 3 struct el *p; 3 struct el *p;
748 5 write_lock(&listmutex); 5 spin_lock(&listmutex);
749 6 list_for_each_entry(p, head, lp) { 6 list_for_each_entry(p, head, lp) {
750 7 if (p->key == key) { 7 if (p->key == key) {
751 8 list_del(&p->list); 8 list_del_rcu(&p->list);
752 9 write_unlock(&listmutex); 9 spin_unlock(&listmutex);
753 10 synchronize_rcu();
754 10 kfree(p); 11 kfree(p);
755 11 return 1; 12 return 1;
758 14 write_unlock(&listmutex); 15 spin_unlock(&listmutex);
759 15 return 0; 16 return 0;
762 Either way, the differences are quite small. Read-side locking moves
763 to rcu_read_lock() and rcu_read_unlock, update-side locking moves from
764 a reader-writer lock to a simple spinlock, and a synchronize_rcu()
765 precedes the kfree().
767 However, there is one potential catch: the read-side and update-side
768 critical sections can now run concurrently. In many cases, this will
769 not be a problem, but it is necessary to check carefully regardless.
770 For example, if multiple independent list updates must be seen as
771 a single atomic update, converting to RCU will require special care.
773 Also, the presence of synchronize_rcu() means that the RCU version of
774 delete() can now block. If this is a problem, there is a callback-based
775 mechanism that never blocks, namely call_rcu(), that can be used in
776 place of synchronize_rcu().
779 7. FULL LIST OF RCU APIs
781 The RCU APIs are documented in docbook-format header comments in the
782 Linux-kernel source code, but it helps to have a full list of the
783 APIs, since there does not appear to be a way to categorize them
784 in docbook. Here is the list, by category.
788 list_for_each_entry_rcu
789 hlist_for_each_entry_rcu
790 hlist_nulls_for_each_entry_rcu
792 list_for_each_continue_rcu (to be deprecated in favor of new
793 list_for_each_entry_continue_rcu)
795 RCU pointer/list update:
807 list_splice_init_rcu()
809 RCU: Critical sections Grace period Barrier
811 rcu_read_lock synchronize_net rcu_barrier
812 rcu_read_unlock synchronize_rcu
813 rcu_dereference synchronize_rcu_expedited
817 bh: Critical sections Grace period Barrier
819 rcu_read_lock_bh call_rcu_bh rcu_barrier_bh
820 rcu_read_unlock_bh synchronize_rcu_bh
821 rcu_dereference_bh synchronize_rcu_bh_expedited
824 sched: Critical sections Grace period Barrier
826 rcu_read_lock_sched synchronize_sched rcu_barrier_sched
827 rcu_read_unlock_sched call_rcu_sched
828 [preempt_disable] synchronize_sched_expedited
830 rcu_dereference_sched
833 SRCU: Critical sections Grace period Barrier
835 srcu_read_lock synchronize_srcu N/A
836 srcu_read_unlock synchronize_srcu_expedited
839 SRCU: Initialization/cleanup
843 All: lockdep-checked RCU-protected pointer access
845 rcu_dereference_check
846 rcu_dereference_protected
849 See the comment headers in the source code (or the docbook generated
850 from them) for more information.
853 8. ANSWERS TO QUICK QUIZZES
855 Quick Quiz #1: Why is this argument naive? How could a deadlock
856 occur when using this algorithm in a real-world Linux
857 kernel? [Referring to the lock-based "toy" RCU
860 Answer: Consider the following sequence of events:
862 1. CPU 0 acquires some unrelated lock, call it
863 "problematic_lock", disabling irq via
866 2. CPU 1 enters synchronize_rcu(), write-acquiring
869 3. CPU 0 enters rcu_read_lock(), but must wait
870 because CPU 1 holds rcu_gp_mutex.
872 4. CPU 1 is interrupted, and the irq handler
873 attempts to acquire problematic_lock.
875 The system is now deadlocked.
877 One way to avoid this deadlock is to use an approach like
878 that of CONFIG_PREEMPT_RT, where all normal spinlocks
879 become blocking locks, and all irq handlers execute in
880 the context of special tasks. In this case, in step 4
881 above, the irq handler would block, allowing CPU 1 to
882 release rcu_gp_mutex, avoiding the deadlock.
884 Even in the absence of deadlock, this RCU implementation
885 allows latency to "bleed" from readers to other
886 readers through synchronize_rcu(). To see this,
887 consider task A in an RCU read-side critical section
888 (thus read-holding rcu_gp_mutex), task B blocked
889 attempting to write-acquire rcu_gp_mutex, and
890 task C blocked in rcu_read_lock() attempting to
891 read_acquire rcu_gp_mutex. Task A's RCU read-side
892 latency is holding up task C, albeit indirectly via
895 Realtime RCU implementations therefore use a counter-based
896 approach where tasks in RCU read-side critical sections
897 cannot be blocked by tasks executing synchronize_rcu().
899 Quick Quiz #2: Give an example where Classic RCU's read-side
900 overhead is -negative-.
902 Answer: Imagine a single-CPU system with a non-CONFIG_PREEMPT
903 kernel where a routing table is used by process-context
904 code, but can be updated by irq-context code (for example,
905 by an "ICMP REDIRECT" packet). The usual way of handling
906 this would be to have the process-context code disable
907 interrupts while searching the routing table. Use of
908 RCU allows such interrupt-disabling to be dispensed with.
909 Thus, without RCU, you pay the cost of disabling interrupts,
910 and with RCU you don't.
912 One can argue that the overhead of RCU in this
913 case is negative with respect to the single-CPU
914 interrupt-disabling approach. Others might argue that
915 the overhead of RCU is merely zero, and that replacing
916 the positive overhead of the interrupt-disabling scheme
917 with the zero-overhead RCU scheme does not constitute
920 In real life, of course, things are more complex. But
921 even the theoretical possibility of negative overhead for
922 a synchronization primitive is a bit unexpected. ;-)
924 Quick Quiz #3: If it is illegal to block in an RCU read-side
925 critical section, what the heck do you do in
926 PREEMPT_RT, where normal spinlocks can block???
928 Answer: Just as PREEMPT_RT permits preemption of spinlock
929 critical sections, it permits preemption of RCU
930 read-side critical sections. It also permits
931 spinlocks blocking while in RCU read-side critical
934 Why the apparent inconsistency? Because it is it
935 possible to use priority boosting to keep the RCU
936 grace periods short if need be (for example, if running
937 short of memory). In contrast, if blocking waiting
938 for (say) network reception, there is no way to know
939 what should be boosted. Especially given that the
940 process we need to boost might well be a human being
941 who just went out for a pizza or something. And although
942 a computer-operated cattle prod might arouse serious
943 interest, it might also provoke serious objections.
944 Besides, how does the computer know what pizza parlor
945 the human being went to???
950 My thanks to the people who helped make this human-readable, including
951 Jon Walpole, Josh Triplett, Serge Hallyn, Suzanne Wood, and Alan Stern.
954 For more information, see http://www.rdrop.com/users/paulmck/RCU.