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<chapter id="HA">
<title>Performance, Reliability, and Availability</title>

        <para>
        <indexterm><primary>performance</primary></indexterm>
        <indexterm><primary>reliability</primary></indexterm>
        <indexterm><primary>availability</primary></indexterm>
        Well, you have reached one of the last chapters of this book. It is customary to attempt
        to wrap up the theme and contents of a book in what is generally regarded as the
        chapter that should draw conclusions. This book is a suspense thriller, and since
        the plot of the stories told mostly lead you to bigger, better Samba-3 networking
        solutions, it is perhaps appropriate to close this book with a few pertinent comments
        regarding some of the things everyone can do to deliver a reliable Samba-3 network.
        </para>

        <blockquote><attribution>Anonymous</attribution><para>
        In a world so full of noise, how can the sparrow be heard?
        </para></blockquote>

<sect1>
        <title>Introduction</title>

        <para>
        <indexterm><primary>clustering</primary></indexterm>
        The sparrow is a small bird whose sounds are drowned out by the noise of the busy
        world it lives in. Likewise, the simple steps that can be taken to improve the
        reliability and availability of a Samba network are often drowned out by the volume
        of discussions about grandiose Samba clustering designs. This is not intended to
        suggest that clustering is not important, because clearly it is. This chapter does not devote
        itself to discussion of clustering because each clustering methodology uses its own
        custom tools and methods. Only passing comments are offered concerning these methods.
        </para>

        <para>
        <indexterm><primary>cluster</primary></indexterm>
        <indexterm><primary>samba cluster</primary></indexterm>
        <indexterm><primary>scalability</primary></indexterm>
<ulink url="http://www.google.com/search?hl=en&amp;lr=&amp;ie=ISO-8859-1&amp;q=samba+cluster&amp;btnG=Google+Search">A search</ulink> 
        for <quote>samba cluster</quote> produced 71,600 hits. And a search for <quote>highly available samba</quote>
        and <quote>highly available windows</quote> produced an amazing number of references.
        It is clear from the resources on the Internet that Windows file and print services 
        availability, reliability, and scalability are of vital interest to corporate network users.
        </para>

        <para>
        <indexterm><primary>performance</primary></indexterm>
        So without further background, you can review a checklist of simple steps that
        can be taken to ensure acceptable network performance while keeping costs of ownership
        well under control.
        </para>

</sect1>

<sect1>
        <title>Dissection and Discussion</title>

        <para>
        <indexterm><primary>simple</primary></indexterm>
        <indexterm><primary>complexities</primary></indexterm>
        If it is your purpose to get the best mileage out of your Samba servers, there is one rule that
        must be obeyed. If you want the best, keep your implementation as simple as possible. You may
        well be forced to introduce some complexities, but you should do so only as a last resort.
        </para>

        <para>
        Simple solutions are likely to be easier to get right than are complex ones. They certainly
        make life easier for your successor. Simple implementations can be more readily audited than can
        complex ones. 
        </para>

        <para>
        <indexterm><primary>broken behavior</primary></indexterm>
        <indexterm><primary>poor performance</primary></indexterm>
        Problems reported by users fall into three categories: configurations that do not work, those 
        that have broken behavior, and poor performance. The term <emphasis>broken behavior</emphasis>
        means that the function of a particular Samba component appears to work sometimes, but not at
        others. The resulting intermittent operation is clearly unacceptable. An example of 
        <emphasis>broken behavior</emphasis> known to many Windows networking users occurs when the
        list of Windows machines in MS Explorer changes, sometimes listing machines that are running
        and at other times not listing them even though the machines are in use on the network.
        </para>

        <para>
        <indexterm><primary>smbfs</primary></indexterm>
        <indexterm><primary>smbmnt</primary></indexterm>
        <indexterm><primary>smbmount</primary></indexterm>
        <indexterm><primary>smbumnt</primary></indexterm>
        <indexterm><primary>smbumount</primary></indexterm>
        <indexterm><primary>front-end</primary></indexterm>
        A significant number of reports concern problems with the <command>smbfs</command> file system
        driver that is part of the Linux kernel, not part of Samba. Users continue to interpret that
        <command>smbfs</command> is part of Samba, simply because Samba includes the front-end tools
        that are used to manage <command>smbfs</command>-based file service connections. So, just
        for the record, the tools <command>smbmnt</command>, <command>smbmount</command>,
        <command>smbumount</command>, and <command>smbumnt</command> are front-end
        facilities to core drivers that are supplied as part of the Linux kernel. These tools share a
        common infrastructure with some Samba components, but they are not maintained as part of
        Samba and are really foreign to it.
        </para>

        <para>
        <indexterm><primary>cifsfs</primary></indexterm>
        The new project, <command>cifsfs</command>, is destined to replace <command>smbfs</command>.
        It, too, is not part of Samba, even though one of the Samba Team members is a prime mover in
        this project.
        </para>

        <para>
        Table 13.1 lists typical causes of:
        </para>

        <itemizedlist>
                <listitem><para>Not Working (NW)</para></listitem>
                <listitem><para>Broken Behavior (BB)</para></listitem>
                <listitem><para>Poor Performance (PP)</para></listitem>
        </itemizedlist>


        <table id="ProbList">
                <title>Effect of Common Problems</title>
                <tgroup cols="4">
                        <colspec align="left"/>
                        <colspec align="center"/>
                        <colspec align="center"/>
                        <colspec align="center"/>
                        <thead>
                                <row>
                                        <entry><para>Problem</para></entry>
                                        <entry><para>NW</para></entry>
                                        <entry><para>BB</para></entry>
                                        <entry><para>PP</para></entry>
                                </row>
                        </thead>
                        <tbody>
                                <row>
                                        <entry><para>File locking</para></entry>
                                        <entry><para>-</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>-</para></entry>
                                </row>
                                <row>
                                        <entry><para>Hardware problems</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                </row>
                                <row>
                                        <entry><para>Incorrect authentication</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>-</para></entry>
                                </row>
                                <row>
                                        <entry><para>Incorrect configuration</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                </row>
                                <row>
                                        <entry><para>LDAP problems</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>-</para></entry>
                                </row>
                                <row>
                                        <entry><para>Name resolution</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                </row>
                                <row>
                                        <entry><para>Printing problems</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>-</para></entry>
                                </row>
                                <row>
                                        <entry><para>Slow file transfer</para></entry>
                                        <entry><para>-</para></entry>
                                        <entry><para>-</para></entry>
                                        <entry><para>X</para></entry>
                                </row>
                                <row>
                                        <entry><para>Winbind problems</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>X</para></entry>
                                        <entry><para>-</para></entry>
                                </row>
                        </tbody>
                </tgroup>
        </table>

        <para>
        <indexterm><primary>network hygiene</primary></indexterm>
        It is obvious to all that the first requirement (as a matter of network hygiene) is to eliminate
        problems that affect basic network operation. This book has provided sufficient working examples
        to help you to avoid all these problems.
        </para>

</sect1>

<sect1>
        <title>Guidelines for Reliable Samba Operation</title>

        <para>
        <indexterm><primary>resilient</primary></indexterm>
        <indexterm><primary>extreme demand</primary></indexterm>
        Your objective is to provide a network that works correctly, can grow at all times, is resilient
        at times of extreme demand, and can scale to meet future needs. The following subject areas provide
        pointers that can help you today.
        </para>

        <sect2>
        <title>Name Resolution</title>

        <para>
        There are three basic current problem areas: bad hostnames, routed networks, and network collisions.
        These are covered in the following discussion.
        </para>

                <sect3>
                <title>Bad Hostnames</title>

                <para>
                <indexterm><primary>DHCP</primary><secondary>client</secondary></indexterm>
                <indexterm><primary>netbios name</primary></indexterm>
                <indexterm><primary>localhost</primary></indexterm>
                <indexterm><primary>/etc/hosts</primary></indexterm>
                <indexterm><primary>NetBIOS</primary></indexterm>
                When configured as a DHCP client, a number of Linux distributions set the system hostname
                to <constant>localhost</constant>. If the parameter <parameter>netbios name</parameter> is not
                specified to something other than <constant>localhost</constant>, the Samba server appears
                in the Windows Explorer as <constant>LOCALHOST</constant>. Moreover, the entry in the <filename>/etc/hosts</filename>
                on the Linux server points to IP address <constant>127.0.0.1</constant>. This means that
                when the Windows client obtains the IP address of the Samba server called <constant>LOCALHOST</constant>,
                it obtains the IP address <constant>127.0.0.1</constant> and then proceeds to attempt to
                set up a NetBIOS over TCP/IP connection to it. This cannot work, because that IP address is
                the local Windows machine itself. Hostnames must be valid for Windows networking to function
                correctly.
                </para>

                <para>
                <indexterm><primary>digits</primary></indexterm>
                A few sites have tried to name Windows clients and Samba servers with a name that begins
                with the digits 1-9. This does not work either because it may result in the client or
                server attempting to use that name as an IP address.
                </para>

                <para>
                <indexterm><primary>DNS</primary><secondary>name lookup</secondary></indexterm>
                <indexterm><primary>resolve</primary></indexterm>
                A Samba server called <constant>FRED</constant> in a NetBIOS domain called <constant>COLLISION</constant>
                in a network environment that is part of the fully-qualified Internet domain namespace known
                as <constant>parrots.com</constant>, results in DNS name lookups for <constant>fred.parrots.com</constant>
                and <constant>collision.parrots.com</constant>. It is therefore a mistake to name the domain
                (workgroup) <constant>collision.parrots.com</constant>, since this results in DNS lookup
                attempts to resolve <constant>fred.parrots.com.parrots.com</constant>, which most likely
                fails given that you probably do not have this in your DNS namespace.
                </para>

                <note><para>
                <indexterm><primary>Active Directory</primary><secondary>realm</secondary></indexterm>
                <indexterm><primary>ADS</primary></indexterm>
                <indexterm><primary>DNS</primary></indexterm>
                An Active Directory realm called <constant>collision.parrots.com</constant> is perfectly okay,
                although it too must be capable of being resolved via DNS, something that functions correctly
                if Windows 200x ADS has been properly installed and configured.
                </para></note>

                </sect3>

                <sect3>
                <title>Routed Networks</title>

                <para>
                <indexterm><primary>NetBIOS</primary></indexterm>
                <indexterm><primary>UDP</primary><secondary>broadcast</secondary></indexterm>
                <indexterm><primary>broadcast</primary></indexterm>
                NetBIOS networks (Windows networking with NetBIOS over TCP/IP enabled) makes extensive use
                of UDP-based broadcast traffic, as you saw during the exercises in <link linkend="primer"/>.
                </para>

                <para>
                <indexterm><primary>routers</primary></indexterm>
                <indexterm><primary>forwarded</primary></indexterm>
                <indexterm><primary>multi-subnet</primary></indexterm>
                UDP broadcast traffic is not forwarded by routers. This means that NetBIOS broadcast-based
                networking cannot function across routed networks (i.e., multi-subnet networks) unless
                special provisions are made:
                </para>

                <itemizedlist>
                        <listitem><para>
                        <indexterm><primary>LMHOSTS</primary></indexterm>
                        <indexterm><primary>remote announce</primary></indexterm>
                        <indexterm><primary>remote browse sync</primary></indexterm>
                        Either install on every Windows client an LMHOSTS file (located in the directory
                        <filename>C:\windows\system32\drivers\etc</filename>). It is also necessary to
                        add to the Samba server &smb.conf; file the parameters <parameter>remote announce</parameter>
                        and <parameter>remote browse sync</parameter>. For more information, refer to the online
                        manual page for the &smb.conf; file.
                        </para></listitem>

                        <listitem><para>
                        <indexterm><primary>WINS</primary><secondary>server</secondary></indexterm>
                        Or configure Samba as a WINS server, and configure all network clients to use that
                        WINS server in their TCP/IP configuration.
                        </para></listitem>
                </itemizedlist>

                <note><para>
                <indexterm><primary>WINS</primary><secondary>name resolution</secondary></indexterm>
                <indexterm><primary>DNS</primary></indexterm>
                The use of DNS is not an acceptable substitute for WINS. DNS does not store specific
                information regarding NetBIOS networking particulars that get stored in the WINS
                name resolution database and that Windows clients require and depend on.
                </para></note>

                </sect3>

                <sect3>
                <title>Network Collisions</title>

                <para>
                <indexterm><primary>network</primary><secondary>collisions</secondary></indexterm>
                <indexterm><primary>network</primary><secondary>timeouts</secondary></indexterm>
                <indexterm><primary>collision rates</primary></indexterm>
                <indexterm><primary>network</primary><secondary>load</secondary></indexterm>
                Excessive network activity causes NetBIOS network timeouts. Timeouts may result in
                blue screen of death (BSOD) experiences. High collision rates may be caused by excessive
                UDP broadcast activity, by defective networking hardware, or through excessive network
                loads (another way of saying that the network is poorly designed).
                </para>

                <para>
                The use of WINS is highly recommended to reduce network broadcast traffic, as outlined
                in <link linkend="primer"/>.
                </para>

                <para>
                <indexterm><primary>netbios forwarding</primary></indexterm>
                <indexterm><primary>broadcast storms</primary></indexterm>
                <indexterm><primary>performance</primary></indexterm>
                Under no circumstances should the facility be supported by many routers, known as <constant>NetBIOS
                forwarding</constant>, unless you know exactly what you are doing. Inappropriate use of this
                facility can result in UDP broadcast storms. In one case in 1999, a university network became
                unusable due to NetBIOS forwarding being enabled on all routers. The problem was discovered during performance
                testing of a Samba server. The maximum throughput on a 100-Base-T (100 MB/sec) network was
                less than 15 KB/sec. After the NetBIOS forwarding was turned off, file transfer performance
                immediately returned to 11 MB/sec.
                </para>

                </sect3>

        </sect2>

        <sect2>
        <title>Samba Configuration</title>

        <para>
        As a general rule, the contents of the &smb.conf; file should be kept as simple as possible.
        No parameter should be specified unless you know it is essential to operation.
        </para>

        <para>
        <indexterm><primary>document the settings</primary></indexterm>
        <indexterm><primary>documented</primary></indexterm>
        <indexterm><primary>optimized</primary></indexterm>
        Many UNIX administrators like to fully document the settings in the &smb.conf; file. This is a
        bad idea because it adds content to the file. The &smb.conf; file is re-read by every <command>smbd</command>
        process every time the file timestamp changes (or, on systems where this does not work, every 20 seconds or so).
        </para>

        <para>
        As the size of the &smb.conf; file grows, the risk of introducing parsing errors also increases.
        It is recommended to keep a fully documented &smb.conf; file on hand, and then to operate Samba only
        with an optimized file.
        </para>

        <para><indexterm>
            <primary>testparm</primary>
          </indexterm>
        The preferred way to maintain a documented file is to call it something like <filename>smb.conf.master</filename>.
        You can generate the optimized file by executing:
<screen>
&rootprompt; testparm -s smb.conf.master > smb.conf
</screen>
        You should carefully observe all warnings issued. It is also a good practice to execute the following
        command to confirm correct interpretation of the &smb.conf; file contents:
<screen>
&rootprompt; testparm
Load smb config files from /etc/samba/smb.conf
Can't find include file /etc/samba/machine.
Processing section "[homes]"
Processing section "[print$]"
Processing section "[netlogon]"
Processing section "[Profiles]"
Processing section "[printers]"
Processing section "[media]"
Processing section "[data]"
Processing section "[cdr]"
Processing section "[apps]"
Loaded services file OK.
'winbind separator = +' might cause problems with group membership.
Server role: ROLE_DOMAIN_PDC
Press enter to see a dump of your service definitions
</screen>
        <indexterm><primary>fatal problem</primary></indexterm>
        You now, of course, press the enter key to complete the command, or else abort it by pressing Ctrl-C.
        The important thing to note is the noted Server role, as well as warning messages. Noted configuration
        conflicts must be remedied before proceeding. For example, the following error message represents a
        common fatal problem:
<screen>
ERROR: both 'wins support = true' and 'wins server = &lt;server list&gt;' 
cannot be set in the smb.conf file. nmbd will abort with this setting.
</screen>
        </para>

        <para>
        <indexterm><primary>performance degradation</primary></indexterm>
        <indexterm><primary>socket options</primary></indexterm>
        <indexterm><primary>socket address</primary></indexterm>
        There are two parameters that can cause severe network performance degradation: <parameter>socket options</parameter>
        and <parameter>socket address</parameter>. The <parameter>socket options</parameter> parameter was often necessary
        when Samba was used with the Linux 2.2.x kernels. Later kernels are largely self-tuning and seldom benefit from
        this parameter being set. Do not use either parameter unless it has been proven necessary to use them.
        </para>

        <para>
        <indexterm><primary>strict sync</primary></indexterm>
        <indexterm><primary>sync always</primary></indexterm>
        <indexterm><primary>severely degrade</primary></indexterm>
        <indexterm><primary>network</primary><secondary>performance</secondary></indexterm>
        Another &smb.conf; parameter that may cause severe network performance degradation is the 
        <parameter>strict sync</parameter> parameter. Do not use this at all. There is no good reason
        to use this with any modern Windows client. The <parameter>strict sync</parameter> is often
        used with the <parameter>sync always</parameter> parameter. This, too, can severely     
        degrade network performance, so do not set it; if you must, do so with caution.
        </para>

        <para>
        <indexterm><primary>opportunistic locking</primary></indexterm>
        <indexterm><primary>file caching</primary></indexterm>
        <indexterm><primary>caching</primary></indexterm>
        <indexterm><primary>oplocks</primary></indexterm>
        Finally, many network administrators deliberately disable opportunistic locking support. While this
        does not degrade Samba performance, it significantly degrades Windows client performance because
        this disables local file caching on Windows clients and forces every file read and written to
        invoke a network read or write call. If for any reason you must disable oplocks (opportunistic locking)
        support, do so only on the share on which it is required. That way, all other shares can provide
        oplock support for operations that are tolerant of it. See <link linkend="ch12dblck"/> for more
        information.
        </para>

        </sect2>

        <sect2>
        <title>Use and Location of BDCs</title>

        <para>
        <indexterm><primary>BDC</primary></indexterm>
        <indexterm><primary>PDC</primary></indexterm>
        <indexterm><primary>routed network</primary></indexterm>
        <indexterm><primary>wide-area network</primary></indexterm>
        <indexterm><primary>network segment</primary></indexterm>
        On a network segment where there is a PDC and a BDC, the BDC carries the bulk of the network logon
        processing. If the BDC is a heavily loaded server, the PDC carries a greater proportion of
        authentication and logon processing. When a sole BDC on a routed network segment gets heavily
        loaded, it is possible that network logon requests and authentication requests may be directed
        to a BDC on a distant network segment. This significantly hinders WAN operations
        and is undesirable.
        </para>

        <para>
        <indexterm><primary>Domain Member</primary></indexterm>
        <indexterm><primary>Domain Controller</primary></indexterm>
        As a general guide, instead of adding domain member servers to a network, you would be better advised
        to add BDCs until there are fewer than 30 Windows clients per BDC. Beyond that ratio, you should add
        domain member servers. This practice ensures that there are always sufficient domain controllers
        to handle logon requests and authentication traffic.
        </para>

        </sect2>

        <sect2>
        <title>Use One Consistent Version of MS Windows Client</title>

        <para>
        Every network client has its own peculiarities. From a management perspective, it is easier to deal
        with one version of MS Windows that is maintained to a consistent update level than it is to deal
        with a mixture of clients.
        </para>

        <para>
        On a number of occasions, particular Microsoft service pack updates of a Windows server or client
        have necessitated special handling from the Samba server end. If you want to remain sane, keep you
        client workstation configurations consistent.
        </para>

        </sect2>

        <sect2>
        <title>For Scalability, Use SAN-Based Storage on Samba Servers</title>

        <para>
        <indexterm><primary>SAN</primary></indexterm>
        <indexterm><primary>synchronization</primary></indexterm>
        Many SAN-based storage systems permit more than one server to share a common data store.
        Use of a shared SAN data store means that you do not need to use time- and resource-hungry data 
        synchronization techniques.
        </para>

        <para>
        <indexterm><primary>load distribution</primary></indexterm>
        <indexterm><primary>clustering</primary></indexterm>
        The use of a collection of relatively low-cost front-end Samba servers that are coupled to
        a shared backend SAN data store permits load distribution while containing costs below that
        of installing and managing a complex clustering facility.
        </para>

        </sect2>

        <sect2>
        <title>Distribute Network Load with MSDFS</title>

        <para>
        <indexterm><primary>MSDFS</primary></indexterm>
        <indexterm><primary>distributed</primary></indexterm>
        Microsoft DFS (distributed file system) technology has been implemented in Samba. MSDFS permits
        data to be accessed from a single share and yet to actually be distributed across multiple actual
        servers. Refer to <emphasis>TOSHARG2</emphasis>, Chapter 19, for information regarding
        implementation of an MSDFS installation.
        </para>

        <para>
        <indexterm><primary>front-end</primary><secondary>server</secondary></indexterm>
        <indexterm><primary>MSDFS</primary></indexterm>
        The combination of multiple backend servers together with a front-end server and use of MSDFS
        can achieve almost the same as you would obtain with a clustered Samba server.
        </para>

        </sect2>

        <sect2>
        <title>Replicate Data to Conserve Peak-Demand Wide-Area Bandwidth</title>

        <para>
        <indexterm><primary>replicate</primary></indexterm>
        <indexterm><primary>rsync</primary></indexterm>
        <indexterm><primary>wide-area network</primary></indexterm>
        Consider using <command>rsync</command> to replicate data across the WAN during times
        of low utilization. Users can then access the replicated data store rather than needing to do so
        across the WAN. This works best for read-only data, but with careful planning can be
        implemented so that modified files get replicated back to the point of origin. Be careful with your
        implementation if you choose to permit modification and return replication of the modified file;
        otherwise, you may inadvertently overwrite important data.
        </para>

        </sect2>

        <sect2>
        <title>Hardware Problems</title>

        <para>
        <indexterm><primary>hardware prices</primary></indexterm>
        <indexterm><primary>hardware problems</primary></indexterm>
        <indexterm><primary>NICs</primary></indexterm>
        <indexterm><primary>defective</primary><secondary>HUBs</secondary></indexterm>
        <indexterm><primary>defective</primary><secondary>switches</secondary></indexterm>
        <indexterm><primary>defective</primary><secondary>cables</secondary></indexterm>
        Networking hardware prices have fallen sharply over the past 5 years. A surprising number
        of Samba networking problems over this time have been traced to defective network interface
        cards (NICs) or defective HUBs, switches, and cables.
        </para>

        <para>
        <indexterm><primary>corrective action</primary></indexterm>
        Not surprising is the fact that network administrators do not like to be shown to have made
        a bad decision. Money saved in buying low-cost hardware may result in high costs incurred
        in corrective action.
        </para>

        <para>
        <indexterm><primary>intermittent</primary></indexterm>
        <indexterm><primary>data corruption</primary></indexterm>
        <indexterm><primary>slow network</primary></indexterm>
        <indexterm><primary>low performance</primary></indexterm>
        <indexterm><primary>data integrity</primary></indexterm>
        Defective NICs, HUBs, and switches may appear as intermittent network access problems, intermittent
        or persistent data corruption, slow network throughput, low performance, or even as BSOD
        problems with MS Windows clients. In one case, a company updated several workstations with newer, faster
        Windows client machines that triggered problems during logon as well as data integrity problems on
        an older PC that was unaffected so long as the new machines were kept shut down.
        </para>

        <para>
        Defective hardware problems may take patience and persistence before the real cause can be discovered.
        </para>

        <para>
        <indexterm><primary>RAID controllers</primary></indexterm>
        Networking hardware defects can significantly impact perceived Samba performance, but defective
        RAID controllers as well as SCSI and IDE hard disk controllers have also been known to impair Samba server
        operations. One business came to this realization only after replacing a Samba installation with MS 
        Windows Server 2000 running on the same hardware. The root of the problem completely eluded the network
        administrator until the entire server was replaced. While you may well think that this would never
        happen to you, experience shows that given the right (unfortunate) circumstances, this can happen to anyone.
        </para>

        </sect2>

        <sect2>
        <title>Large Directories</title>

        <para>
        There exist applications that create or manage directories containing many thousands of files. Such
        applications typically generate many small files (less than 100 KB). At the best of times, under UNIX,
        listing of the files in a directory that contains many files is slow. By default, Windows NT, 200x, 
        and XP Pro cause network file system directory lookups on a Samba server to be performed for both 
        the case preserving file name as well as for the mangled (8.3) file name. This incurs a huge overhead
        on the Samba server that may slow down the system dramatically.
        </para>

        <para>
        In an extreme case, the performance impact was dramatic. File transfer from the Samba server to a Windows
        XP Professional workstation over 1 Gigabit Ethernet for 250-500 KB files was measured at approximately
        30 MB/sec. But when tranferring a directory containing 120,000 files, all from 50KB to 60KB in size, the
        transfer rate to the same workstation was measured at approximately 1.5 KB/sec. The net transfer was
        on the order of a factor of 20-fold slower.
        </para>

        <para>
        The symptoms that will be observed on the Samba server when a large directory is accessed will be that
        aggregate I/O (typically blocks read) will be relatively low, yet the wait I/O times will be incredibly
        long while at the same time the read queue is large. Close observation will show that the hard drive
        that the file system is on will be thrashing wildly.
        </para>

        <para>
        Samba-3.0.12 and later, includes new code that radically improves Samba perfomance. The secret to this is
        really in the <smbconfoption name="case sensitive">True</smbconfoption> line. This tells smbd never to scan
        for case-insensitive versions of names. So if an application asks for a file called <filename>FOO</filename>,
        and it can not be found by a simple stat call, then smbd will return "file not found" immediately without
        scanning the containing directory for a version of a different case.
        </para>

        <para>
        Canonicalize all the files in the directory to have one case, upper or lower - either will do. Then set up 
        a new custom share for the application as follows:
        <screen>
        [bigshare]
                        path = /data/xrayfiles/neurosurgeons/
                        read only = no
                        case sensitive = True
                        default case = upper
                        preserve case = no
                        short preserve case = no
        </screen>
        </para>

        <para>
        All files and directories under the <parameter>path</parameter> directory must be in the same case
        as specified in the &smb.conf; stanza. This means that smbd will not be able to find lower case 
        filenames with these settings.  Note, this is done on a per-share basis.
        </para>

        </sect2>

</sect1>

<sect1>
        <title>Key Points Learned</title>

        <para>
        This chapter has touched in broad sweeps on a number of simple steps that can be taken
        to ensure that your Samba network is resilient, scalable, and reliable, and that it
        performs well.
        </para>

        <para>
        Always keep in mind that someone is responsible to maintain and manage your design.
        In the long term, that may not be you. Spare a thought for your successor and give him or
        her an even break.
        </para>

        <para>
        <indexterm><primary>assumptions</primary></indexterm>
        Last, but not least, you should not only keep the network design simple, but also be sure it is
        well documented. This book may serve as your pattern for documenting every
        aspect of your design, its implementation, and particularly the objects and assumptions
        that underlie it.
        </para>

</sect1>


</chapter>