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4 <meta name="GENERATOR" content="SGML-Tools 1.0.9"><title>The Linux kernel: Processes</title>
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7 <hr>
8 <h2><a name="s10">10. Processes</a></h2>
10 <p>Before looking at the Linux implementation, first a general Unix
11 description of threads, processes, process groups and sessions.
12 </p><p>
13 (See also <a href="http://pubs.opengroup.org/onlinepubs/9699919799/basedefs/V1_chap11.html">General Terminal Interface</a>)
14 </p><p>A session contains a number of process groups, and a process group
15 contains a number of processes, and a process contains a number
16 of threads.
17 </p><p>A session can have a controlling tty.
18 At most one process group in a session can be a foreground process group.
19 An interrupt character typed on a tty ("Teletype", i.e., terminal)
20 causes a signal to be sent to all members of the foreground process group
21 in the session (if any) that has that tty as controlling tty.
22 </p><p>All these objects have numbers, and we have thread IDs, process IDs,
23 process group IDs and session IDs.
24 </p><p>
25 </p><h2><a name="ss10.1">10.1 Processes</a>
26 </h2>
28 <p>
29 </p><h3>Creation</h3>
31 <p>A new process is traditionally started using the <code>fork()</code>
32 system call:
33 </p><blockquote>
34 <pre>pid_t p;
36 p = fork();
37 if (p == (pid_t) -1)
38 /* ERROR */
39 else if (p == 0)
40 /* CHILD */
41 else
42 /* PARENT */
43 </pre>
44 </blockquote>
45 <p>This creates a child as a duplicate of its parent.
46 Parent and child are identical in almost all respects.
47 In the code they are distinguished by the fact that the parent
48 learns the process ID of its child, while <code>fork()</code>
49 returns 0 in the child. (It can find the process ID of its
50 parent using the <code>getppid()</code> system call.)
51 </p><p>
52 </p><h3>Termination</h3>
54 <p>Normal termination is when the process does
55 </p><blockquote>
56 <pre>exit(n);
57 </pre>
58 </blockquote>
61 <blockquote>
62 <pre>return n;
63 </pre>
64 </blockquote>
66 from its <code>main()</code> procedure. It returns the single byte <code>n</code>
67 to its parent.
68 <p>Abnormal termination is usually caused by a signal.
69 </p><p>
70 </p><h3>Collecting the exit code. Zombies</h3>
72 <p>The parent does
73 </p><blockquote>
74 <pre>pid_t p;
75 int status;
77 p = wait(&amp;status);
78 </pre>
79 </blockquote>
81 and collects two bytes:
82 <p>
83 <figure>
84 <eps file="absent">
85 <img src="ctty_files/exit_status.png">
86 </eps>
87 </figure></p><p>A process that has terminated but has not yet been waited for
88 is a <i>zombie</i>. It need only store these two bytes:
89 exit code and reason for termination.
90 </p><p>On the other hand, if the parent dies first, <code>init</code> (process 1)
91 inherits the child and becomes its parent.
92 </p><p>
93 </p><h3>Signals</h3>
95 <p>
96 </p><h3>Stopping</h3>
98 <p>Some signals cause a process to stop:
99 <code>SIGSTOP</code> (stop!),
100 <code>SIGTSTP</code> (stop from tty: probably ^Z was typed),
101 <code>SIGTTIN</code> (tty input asked by background process),
102 <code>SIGTTOU</code> (tty output sent by background process, and this was
103 disallowed by <code>stty tostop</code>).
104 </p><p>Apart from ^Z there also is ^Y. The former stops the process
105 when it is typed, the latter stops it when it is read.
106 </p><p>Signals generated by typing the corresponding character on some tty
107 are sent to all processes that are in the foreground process group
108 of the session that has that tty as controlling tty. (Details below.)
109 </p><p>If a process is being traced, every signal will stop it.
110 </p><p>
111 </p><h3>Continuing</h3>
113 <p><code>SIGCONT</code>: continue a stopped process.
114 </p><p>
115 </p><h3>Terminating</h3>
117 <p><code>SIGKILL</code> (die! now!),
118 <code>SIGTERM</code> (please, go away),
119 <code>SIGHUP</code> (modem hangup),
120 <code>SIGINT</code> (^C),
121 <code>SIGQUIT</code> (^\), etc.
122 Many signals have as default action to kill the target.
123 (Sometimes with an additional core dump, when such is
124 allowed by rlimit.)
125 The signals <code>SIGCHLD</code> and <code>SIGWINCH</code>
126 are ignored by default.
127 All except <code>SIGKILL</code> and <code>SIGSTOP</code> can be
128 caught or ignored or blocked.
129 For details, see <code>signal(7)</code>.
130 </p><p>
131 </p><h2><a name="ss10.2">10.2 Process groups</a>
132 </h2>
134 <p>Every process is member of a unique <i>process group</i>,
135 identified by its <i>process group ID</i>.
136 (When the process is created, it becomes a member of the process group
137 of its parent.)
138 By convention, the process group ID of a process group
139 equals the process ID of the first member of the process group,
140 called the <i>process group leader</i>.
141 A process finds the ID of its process group using the system call
142 <code>getpgrp()</code>, or, equivalently, <code>getpgid(0)</code>.
143 One finds the process group ID of process <code>p</code> using
144 <code>getpgid(p)</code>.
145 </p><p>One may use the command <code>ps j</code> to see PPID (parent process ID),
146 PID (process ID), PGID (process group ID) and SID (session ID)
147 of processes. With a shell that does not know about job control,
148 like <code>ash</code>, each of its children will be in the same session
149 and have the same process group as the shell. With a shell that knows
150 about job control, like <code>bash</code>, the processes of one pipeline, like
151 </p><blockquote>
152 <pre>% cat paper | ideal | pic | tbl | eqn | ditroff &gt; out
153 </pre>
154 </blockquote>
156 form a single process group.
158 </p><h3>Creation</h3>
160 <p>A process <code>pid</code> is put into the process group <code>pgid</code> by
161 </p><blockquote>
162 <pre>setpgid(pid, pgid);
163 </pre>
164 </blockquote>
166 If <code>pgid == pid</code> or <code>pgid == 0</code> then this creates
167 a new process group with process group leader <code>pid</code>.
168 Otherwise, this puts <code>pid</code> into the already existing
169 process group <code>pgid</code>.
170 A zero <code>pid</code> refers to the current process.
171 The call <code>setpgrp()</code> is equivalent to <code>setpgid(0,0)</code>.
173 </p><h3>Restrictions on setpgid()</h3>
175 <p>The calling process must be <code>pid</code> itself, or its parent,
176 and the parent can only do this before <code>pid</code> has done
177 <code>exec()</code>, and only when both belong to the same session.
178 It is an error if process <code>pid</code> is a session leader
179 (and this call would change its <code>pgid</code>).
180 </p><p>
181 </p><h3>Typical sequence</h3>
184 </p><blockquote>
185 <pre>p = fork();
186 if (p == (pid_t) -1) {
187 /* ERROR */
188 } else if (p == 0) { /* CHILD */
189 setpgid(0, pgid);
191 } else { /* PARENT */
192 setpgid(p, pgid);
195 </pre>
196 </blockquote>
198 This ensures that regardless of whether parent or child is scheduled
199 first, the process group setting is as expected by both.
201 </p><h3>Signalling and waiting</h3>
203 <p>One can signal all members of a process group:
204 </p><blockquote>
205 <pre>killpg(pgrp, sig);
206 </pre>
207 </blockquote>
208 <p>One can wait for children in ones own process group:
209 </p><blockquote>
210 <pre>waitpid(0, &amp;status, ...);
211 </pre>
212 </blockquote>
214 or in a specified process group:
215 <blockquote>
216 <pre>waitpid(-pgrp, &amp;status, ...);
217 </pre>
218 </blockquote>
220 </p><h3>Foreground process group</h3>
222 <p>Among the process groups in a session at most one can be
223 the <i>foreground process group</i> of that session.
224 The tty input and tty signals (signals generated by ^C, ^Z, etc.)
225 go to processes in this foreground process group.
226 </p><p>A process can determine the foreground process group in its session
227 using <code>tcgetpgrp(fd)</code>, where <code>fd</code> refers to its
228 controlling tty. If there is none, this returns a random value
229 larger than 1 that is not a process group ID.
230 </p><p>A process can set the foreground process group in its session
231 using <code>tcsetpgrp(fd,pgrp)</code>, where <code>fd</code> refers to its
232 controlling tty, and <code>pgrp</code> is a process group in
233 its session, and this session still is associated to the controlling
234 tty of the calling process.
235 </p><p>How does one get <code>fd</code>? By definition, <code>/dev/tty</code>
236 refers to the controlling tty, entirely independent of redirects
237 of standard input and output. (There is also the function
238 <code>ctermid()</code> to get the name of the controlling terminal.
239 On a POSIX standard system it will return <code>/dev/tty</code>.)
240 Opening the name of the
241 controlling tty gives a file descriptor <code>fd</code>.
242 </p><p>
243 </p><h3>Background process groups</h3>
245 <p>All process groups in a session that are not foreground
246 process group are <i>background process groups</i>.
247 Since the user at the keyboard is interacting with foreground
248 processes, background processes should stay away from it.
249 When a background process reads from the terminal it gets
250 a SIGTTIN signal. Normally, that will stop it, the job control shell
251 notices and tells the user, who can say <code>fg</code> to continue
252 this background process as a foreground process, and then this
253 process can read from the terminal. But if the background process
254 ignores or blocks the SIGTTIN signal, or if its process group
255 is orphaned (see below), then the read() returns an EIO error,
256 and no signal is sent. (Indeed, the idea is to tell the process
257 that reading from the terminal is not allowed right now.
258 If it wouldn't see the signal, then it will see the error return.)
259 </p><p>When a background process writes to the terminal, it may get
260 a SIGTTOU signal. May: namely, when the flag that this must happen
261 is set (it is off by default). One can set the flag by
262 </p><blockquote>
263 <pre>% stty tostop
264 </pre>
265 </blockquote>
267 and clear it again by
268 <blockquote>
269 <pre>% stty -tostop
270 </pre>
271 </blockquote>
273 and inspect it by
274 <blockquote>
275 <pre>% stty -a
276 </pre>
277 </blockquote>
279 Again, if TOSTOP is set but the background process ignores or blocks
280 the SIGTTOU signal, or if its process group is orphaned (see below),
281 then the write() returns an EIO error, and no signal is sent.
282 [vda: correction. SUS says that if SIGTTOU is blocked/ignored, write succeeds. ]
284 </p><h3>Orphaned process groups</h3>
286 <p>The process group leader is the first member of the process group.
287 It may terminate before the others, and then the process group is
288 without leader.
289 </p><p>A process group is called <i>orphaned</i> when <i>the
290 parent of every member is either in the process group
291 or outside the session</i>.
292 In particular, the process group of the session leader
293 is always orphaned.
294 </p><p>If termination of a process causes a process group to become
295 orphaned, and some member is stopped, then all are sent first SIGHUP
296 and then SIGCONT.
297 </p><p>The idea is that perhaps the parent of the process group leader
298 is a job control shell. (In the same session but a different
299 process group.) As long as this parent is alive, it can
300 handle the stopping and starting of members in the process group.
301 When it dies, there may be nobody to continue stopped processes.
302 Therefore, these stopped processes are sent SIGHUP, so that they
303 die unless they catch or ignore it, and then SIGCONT to continue them.
304 </p><p>Note that the process group of the session leader is already
305 orphaned, so no signals are sent when the session leader dies.
306 </p><p>Note also that a process group can become orphaned in two ways
307 by termination of a process: either it was a parent and not itself
308 in the process group, or it was the last element of the process group
309 with a parent outside but in the same session.
310 Furthermore, that a process group can become orphaned
311 other than by termination of a process, namely when some
312 member is moved to a different process group.
313 </p><p>
314 </p><h2><a name="ss10.3">10.3 Sessions</a>
315 </h2>
317 <p>Every process group is in a unique <i>session</i>.
318 (When the process is created, it becomes a member of the session
319 of its parent.)
320 By convention, the session ID of a session
321 equals the process ID of the first member of the session,
322 called the <i>session leader</i>.
323 A process finds the ID of its session using the system call
324 <code>getsid()</code>.
325 </p><p>Every session may have a <i>controlling tty</i>,
326 that then also is called the controlling tty of each of
327 its member processes.
328 A file descriptor for the controlling tty is obtained by
329 opening <code>/dev/tty</code>. (And when that fails, there was no
330 controlling tty.) Given a file descriptor for the controlling tty,
331 one may obtain the SID using <code>tcgetsid(fd)</code>.
332 </p><p>A session is often set up by a login process. The terminal
333 on which one is logged in then becomes the controlling tty
334 of the session. All processes that are descendants of the
335 login process will in general be members of the session.
336 </p><p>
337 </p><h3>Creation</h3>
339 <p>A new session is created by
340 </p><blockquote>
341 <pre>pid = setsid();
342 </pre>
343 </blockquote>
345 This is allowed only when the current process is not a process group leader.
346 In order to be sure of that we fork first:
347 <blockquote>
348 <pre>p = fork();
349 if (p) exit(0);
350 pid = setsid();
351 </pre>
352 </blockquote>
354 The result is that the current process (with process ID <code>pid</code>)
355 becomes session leader of a new session with session ID <code>pid</code>.
356 Moreover, it becomes process group leader of a new process group.
357 Both session and process group contain only the single process <code>pid</code>.
358 Furthermore, this process has no controlling tty.
359 <p>The restriction that the current process must not be a process group leader
360 is needed: otherwise its PID serves as PGID of some existing process group
361 and cannot be used as the PGID of a new process group.
362 </p><p>
363 </p><h3>Getting a controlling tty</h3>
365 <p>How does one get a controlling terminal? Nobody knows,
366 this is a great mystery.
367 </p><p>The System V approach is that the first tty opened by the process
368 becomes its controlling tty.
369 </p><p>The BSD approach is that one has to explicitly call
370 </p><blockquote>
371 <pre>ioctl(fd, TIOCSCTTY, 0/1);
372 </pre>
373 </blockquote>
375 to get a controlling tty.
376 <p>Linux tries to be compatible with both, as always, and this
377 results in a very obscure complex of conditions. Roughly:
378 </p><p>The <code>TIOCSCTTY</code> ioctl will give us a controlling tty,
379 provided that (i) the current process is a session leader,
380 and (ii) it does not yet have a controlling tty, and
381 (iii) maybe the tty should not already control some other session;
382 if it does it is an error if we aren't root, or we steal the tty
383 if we are all-powerful.
384 [vda: correction: third parameter controls this: if 1, we steal tty from
385 any such session, if 0, we don't steal]
386 </p><p>Opening some terminal will give us a controlling tty,
387 provided that (i) the current process is a session leader, and
388 (ii) it does not yet have a controlling tty, and
389 (iii) the tty does not already control some other session, and
390 (iv) the open did not have the <code>O_NOCTTY</code> flag, and
391 (v) the tty is not the foreground VT, and
392 (vi) the tty is not the console, and
393 (vii) maybe the tty should not be master or slave pty.
394 </p><p>
395 </p><h3>Getting rid of a controlling tty</h3>
397 <p>If a process wants to continue as a daemon, it must detach itself
398 from its controlling tty. Above we saw that <code>setsid()</code>
399 will remove the controlling tty. Also the ioctl TIOCNOTTY does this.
400 Moreover, in order not to get a controlling tty again as soon as it
401 opens a tty, the process has to fork once more, to assure that it
402 is not a session leader. Typical code fragment:
403 </p><p>
404 </p><pre> if ((fork()) != 0)
405 exit(0);
406 setsid();
407 if ((fork()) != 0)
408 exit(0);
409 </pre>
410 <p>See also <code>daemon(3)</code>.
411 </p><p>
412 </p><h3>Disconnect</h3>
414 <p>If the terminal goes away by modem hangup, and the line was not local,
415 then a SIGHUP is sent to the session leader.
416 Any further reads from the gone terminal return EOF.
417 (Or possibly -1 with <code>errno</code> set to EIO.)
418 </p><p>If the terminal is the slave side of a pseudotty, and the master side
419 is closed (for the last time), then a SIGHUP is sent to the foreground
420 process group of the slave side.
421 </p><p>When the session leader dies, a SIGHUP is sent to all processes
422 in the foreground process group. Moreover, the terminal stops being
423 the controlling terminal of this session (so that it can become
424 the controlling terminal of another session).
425 </p><p>Thus, if the terminal goes away and the session leader is
426 a job control shell, then it can handle things for its descendants,
427 e.g. by sending them again a SIGHUP.
428 If on the other hand the session leader is an innocent process
429 that does not catch SIGHUP, it will die, and all foreground processes
430 get a SIGHUP.
431 </p><p>
432 </p><h2><a name="ss10.4">10.4 Threads</a>
433 </h2>
435 <p>A process can have several threads. New threads (with the same PID
436 as the parent thread) are started using the <code>clone</code> system
437 call using the <code>CLONE_THREAD</code> flag. Threads are distinguished
438 by a <i>thread ID</i> (TID). An ordinary process has a single thread
439 with TID equal to PID. The system call <code>gettid()</code> returns the
440 TID. The system call <code>tkill()</code> sends a signal to a single thread.
441 </p><p>Example: a process with two threads. Both only print PID and TID and exit.
442 (Linux 2.4.19 or later.)
443 </p><pre>% cat &lt;&lt; EOF &gt; gettid-demo.c
444 #include &lt;unistd.h&gt;
445 #include &lt;sys/types.h&gt;
446 #define CLONE_SIGHAND 0x00000800
447 #define CLONE_THREAD 0x00010000
448 #include &lt;linux/unistd.h&gt;
449 #include &lt;errno.h&gt;
450 _syscall0(pid_t,gettid)
452 int thread(void *p) {
453 printf("thread: %d %d\n", gettid(), getpid());
456 main() {
457 unsigned char stack[4096];
458 int i;
460 i = clone(thread, stack+2048, CLONE_THREAD | CLONE_SIGHAND, NULL);
461 if (i == -1)
462 perror("clone");
463 else
464 printf("clone returns %d\n", i);
465 printf("parent: %d %d\n", gettid(), getpid());
468 % cc -o gettid-demo gettid-demo.c
469 % ./gettid-demo
470 clone returns 21826
471 parent: 21825 21825
472 thread: 21826 21825
474 </pre>
476 </p><p>
477 </p><hr>
479 </body></html>