Include <com_err.h>

[heimdal.git] / doc / standardisation / draft-ietf-cat-kerberos-pk-init-07.txt

INTERNET-DRAFT                                              Brian Tung
draft-ietf-cat-kerberos-pk-init-07.txt                 Clifford Neuman
Updates: RFC 1510                                                  ISI
expires May 15, 1999                                         John Wray
                                         Digital Equipment Corporation
                                                         Ari Medvinsky
                                                           Matthew Hur
                                                       Sasha Medvinsky
                                                 CyberSafe Corporation
                                                      Jonathan Trostle
                                                                 Cisco


    Public Key Cryptography for Initial Authentication in Kerberos


0.  Status Of This Memo

    This document is an Internet-Draft.  Internet-Drafts are working
    documents of the Internet Engineering Task Force (IETF), its
    areas, and its working groups.  Note that other groups may also
    distribute working documents as Internet-Drafts.

    Internet-Drafts are draft documents valid for a maximum of six
    months and may be updated, replaced, or obsoleted by other
    documents at any time.  It is inappropriate to use Internet-Drafts
    as reference material or to cite them other than as "work in
    progress."

    To learn the current status of any Internet-Draft, please check
    the "1id-abstracts.txt" listing contained in the Internet-Drafts
    Shadow Directories on ftp.ietf.org (US East Coast),
    nic.nordu.net (Europe), ftp.isi.edu (US West Coast), or
    munnari.oz.au (Pacific Rim).

    The distribution of this memo is unlimited.  It is filed as
    draft-ietf-cat-kerberos-pk-init-07.txt, and expires May 15, 1999.
    Please send comments to the authors.


1.  Abstract

    This document defines extensions (PKINIT) to the Kerberos protocol
    specification (RFC 1510 [1]) to provide a method for using public
    key cryptography during initial authentication.  The methods
    defined specify the ways in which preauthentication data fields and
    error data fields in Kerberos messages are to be used to transport
    public key data.


2.  Introduction

    The popularity of public key cryptography has produced a desire for
    its support in Kerberos [2].  The advantages provided by public key
    cryptography include simplified key management (from the Kerberos
    perspective) and the ability to leverage existing and developing
    public key certification infrastructures.

    Public key cryptography can be integrated into Kerberos in a number
    of ways.  One is to associate a key pair with each realm, which can
    then be used to facilitate cross-realm authentication; this is the
    topic of another draft proposal.  Another way is to allow users with
    public key certificates to use them in initial authentication.  This
    is the concern of the current document.

    One of the guiding principles in the design of PKINIT is that
    changes should be as minimal as possible.  As a result, the basic
    mechanism of PKINIT is as follows:  The user sends a request to the
    KDC as before, except that if that user is to use public key
    cryptography in the initial authentication step, his certificate
    accompanies the initial request, in the preauthentication fields.

    Upon receipt of this request, the KDC verifies the certificate and
    issues a ticket granting ticket (TGT) as before, except that
    the encPart from the AS-REP message carrying the TGT is now
    encrypted in a randomly-generated key, instead of the user's
    long-term key (which is derived from a password).  This
    random key is in turn encrypted using the public key from the
    certificate that came with the request and signed using the KDC's
    private key, and accompanies the reply, in the preauthentication
    fields.

    PKINIT also allows for users with only digital signature keys to
    authenticate using those keys, and for users to store and retrieve
    private keys on the KDC.

    The PKINIT specification may also be used as a building block for
    other specifications.  PKCROSS [3] utilizes PKINIT for establishing
    the inter-realm key and associated inter-realm policy to be applied
    in issuing cross realm service tickets.  As specified in [4], anonymous
    Kerberos tickets can be issued by applying a NULL signature in
    combination with Diffie-Hellman in the PKINIT exchange.  Additionally,
    The PKINIT specification may be used for direct peer to peer
    authentication without contacting a central KDC. This application
    of PKINIT is described in PKTAPP [5] and is based on concepts
    introduced in [6, 7]. For direct client-to-server authentication,
    the client uses PKINIT to authenticate to the end server (instead
    of a central KDC), which then issues a ticket for itself.  This
    approach has an advantage over SSL [8] in that the server does not
    need to save state (cache session keys).  Furthermore, an
    additional benefit is that Kerberos tickets can facilitate
    delegation (see [9]).


3.  Proposed Extensions

    This section describes extensions to RFC 1510 for supporting the
    use of public key cryptography in the initial request for a ticket
    granting ticket (TGT).

    In summary, the following changes to RFC 1510 are proposed:

        * Users may authenticate using either a public key pair or a
          conventional (symmetric) key.  If public key cryptography is
          used, public key data is transported in preauthentication
          data fields to help establish identity.
        * Users may store private keys on the KDC for retrieval during
          Kerberos initial authentication.

    This proposal addresses two ways that users may use public key
    cryptography for initial authentication.  Users may present public
    key certificates, or they may generate their own session key,
    signed by their digital signature key.  In either case, the end
    result is that the user obtains an ordinary TGT that may be used for
    subsequent authentication, with such authentication using only
    conventional cryptography.

    Section 3.1 provides definitions to help specify message formats.
    Section 3.2 and 3.3 describe the extensions for the two initial
    authentication methods.  Section 3.4 describes a way for the user to
    store and retrieve his private key on the KDC, as an adjunct to the
    initial authentication.


3.1.  Definitions

    The extensions involve new preauthentication fields; we propose the
    addition of the following types:

        PA-PK-AS-REQ                            14
        PA-PK-AS-REP                            15
        PA-PK-AS-SIGN                           16
        PA-PK-KEY-REQ                           17
        PA-PK-KEY-REP                           18

    The extensions also involve new error types; we propose the addition
    of the following types:

        KDC_ERR_CLIENT_NOT_TRUSTED              62
        KDC_ERR_KDC_NOT_TRUSTED                 63
        KDC_ERR_INVALID_SIG                     64
        KDC_ERR_KEY_TOO_WEAK                    65
        KDC_ERR_CERTIFICATE_MISMATCH            66

    In many cases, PKINIT requires the encoding of an X.500 name as a
    Realm.  In these cases, the realm will be represented using a
    different style, specified in RFC 1510 with the following example:

        NAMETYPE:rest/of.name=without-restrictions

    For a realm derived from an X.500 name, NAMETYPE will have the value
    X500-RFC2253.  The full realm name will appear as follows:

        X500-RFC2253:RFC2253Encode(DistinguishedName)

    where DistinguishedName is an X.500 name, and RFC2253Encode is a
    readable ASCII encoding of an X.500 name, as defined by
    RFC 2253 [14] (part of LDAPv3). (RFC 2253 obsoleted RFC 1779, which
    is not supported by this version of PKINIT.)

    To ensure that this encoding is unique, we add the following rule
    to those specified by RFC 2253:

        The order in which the attributes appear in the RFC 2253
        encoding must be the reverse of the order in the ASN.1
        encoding of the X.500 name that appears in the public key
        certificate. The order of the relative distinguished names
        (RDNs), as well as the order of the AttributeTypeAndValues
        within each RDN, will be reversed. (This is despite the fact
        that an RDN is defined as a SET of AttributeTypeAndValues, where
        an order is normally not important.)

    Similarly, PKINIT may require the encoding of an X.500 name as a
    PrincipalName.  In these cases, the name-type of the principal name
    shall be set to NT-X500-PRINCIPAL.  This new name type is defined
    as:

        #define CSFC5c_NT_X500_PRINCIPAL    6

    The name-string shall be set as follows:

        RFC2253Encode(DistinguishedName)

    as described above.


3.1.1.  Encryption and Key Formats

    In the exposition below, we use the terms public key and private
    key generically.  It should be understood that the term "public
    key" may be used to refer to either a public encryption key or a
    signature verification key, and that the term "private key" may be
    used to refer to either a private decryption key or a signature
    generation key.  The fact that these are logically distinct does
    not preclude the assignment of bitwise identical keys.

    All additional symmetric keys specified in this draft shall use the
    same encryption type as the session key in the response from the
    KDC.  These include the temporary keys used to encrypt the signed
    random key encrypting the response, as well as the key derived from
    Diffie-Hellman agreement.  In the case of Diffie-Hellman, the key
    shall be produced from the agreed bit string as follows:

        * Truncate the bit string to the appropriate length.
        * Rectify parity in each byte (if necessary) to obtain the key.

    For instance, in the case of a DES key, we take the first eight
    bytes of the bit stream, and then adjust the least significant bit
    of each byte to ensure that each byte has odd parity.


3.1.2. Algorithm Identifiers

    PKINIT does not define, but does permit, the algorithm identifiers
    listed below.

3.1.2.1. Signature Algorithm Identifiers

    These are the algorithm identifiers for use in the Signature data
    structure:
  
    sha-1WithRSAEncryption ALGORITHM PARAMETER NULL
         ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
               pkcs-1(1) 5 }
    
    dsaWithSHA1 ALGORITHM PARAMETER NULL
         ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
               oIWSecAlgorithm(2) dsaWithSHA1(27) }
    
    md4WithRsaEncryption ALGORITHM PARAMETER NULL
         ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
               oIWSecAlgorithm(2) md4WithRSAEncryption(4) }
    
    md5WithRSAEncryption ALGORITHM PARAMETER NULL
         ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
               pkcs-1(1) md5WithRSAEncryption(4) }


3.1.2.2 Diffie-Hellman Key Agreement Algorithm Identifier

    This algorithm identifier is used inside the SubjectPublicKeyInfo
    data structure:

    dhKeyAgreement ALGORITHM PARAMETER DHParameters
         ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
               pkcs-3(3) dhKeyAgreement(1) }

    DHParameters ::= SEQUENCE {
        prime                       INTEGER,
                                    -- p
        base                        INTEGER,
                                    -- g
        privateValueLength          INTEGER OPTIONAL
    }   -- as specified by the X.509 recommendation [9]


3.1.2.3. Algorithm Identifiers for RSA Encryption

    These algorithm identifiers are used inside the EnvelopedData data
    structure, for encrypting the temporary key with a public key:

    rsaEncryption ALGORITHM PARAMETER NULL
         ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
               pkcs-1(1) rsaEncryption(1)


3.1.2.4. Algorithm Identifiers for Encryption with Secret Keys

    These algorithm identifiers are used inside the EnvelopedData data
    structure, for encrypting the temporary key with a Diffie-Hellman-
    derived key, or for encrypting the reply key:

    desCBC ALGORITHM PARAMETER IV8
         ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
               oIWSecAlgorithm(2) desCBC(7) }

    DES-EDE3-CBC ALGORITHM PARAMETER IV8
         ::= { iso(1) member-body(2) US(840) rsadsi(113549)
               encryptionAlgorithm(3) desEDE3(7) }

    IV8 ::= OCTET STRING (SIZE(8))        -- initialization vector

    rc2CBC ALGORITHM PARAMETER RC2-CBCParameter
         ::= { iso(1) member-body(2) US(840) rsadsi(113549)
               encryptionAlgorithm(3) rc2CBC(2) }

    The rc2CBC algorithm parameters (RC2-CBCParameter) are defined
    in the following section.

    rc4 ALGORITHM PARAMETER NULL
         ::= { iso(1) member-body(2) US(840) rsadsi(113549)
               encryptionAlgorithm(3) rc4(4) }

    The rc4 algorithm cannot be used with the Diffie-Hellman-derived
    keys, because its parameters do not specify the size of the key.


3.1.2.5. rc2CBC Algorithm Parameters

    This definition of the RC2 parameters is taken from a paper by
    Ron Rivest [13]. Refer to [13] for the complete description of the
    RC2 algorithm.

    RC2-CBCParameter ::= CHOICE {
        iv IV,
        params SEQUENCE {
            version RC2Version,
            iv IV
        }
    }

    where

    IV ::= OCTET STRING -- 8 octets
    RC2Version ::= INTEGER -- 1-1024

    RC2 in CBC mode has two parameters: an 8-byte initialization 
    vector (IV) and a version number in the range 1-1024 which 
    specifies in a roundabout manner the number of effective key bits 
    to be used for the RC2 encryption/decryption.

    The correspondence between effective key bits and version number 
    is as follows:

    1. If the number EKB of effective key bits is in the range 1-255, 
       then the version number is given by Table[EKB], where the 
       256-byte translation table is specified below. It specifies a
       permutation on the numbers 0-255.

    2. If the number EKB of effective key bits is in the range 
       256-1024, then the version number is simply EKB.

       The default number of effective key bits for RC2 is 32.  
       If RC2-CBC is being performed with 32 effective key bits, the 
       parameters should be supplied as a simple IV, rather than as a
       SEQUENCE containing a version and an IV.

         0  1  2  3  4  5  6  7  8  9  a  b  c  d  e  f

    00: bd 56 ea f2 a2 f1 ac 2a b0 93 d1 9c 1b 33 fd d0
    10: 30 04 b6 dc 7d df 32 4b f7 cb 45 9b 31 bb 21 5a
    20: 41 9f e1 d9 4a 4d 9e da a0 68 2c c3 27 5f 80 36
    30: 3e ee fb 95 1a fe ce a8 34 a9 13 f0 a6 3f d8 0c
    40: 78 24 af 23 52 c1 67 17 f5 66 90 e7 e8 07 b8 60
    50: 48 e6 1e 53 f3 92 a4 72 8c 08 15 6e 86 00 84 fa
    60: f4 7f 8a 42 19 f6 db cd 14 8d 50 12 ba 3c 06 4e
    70: ec b3 35 11 a1 88 8e 2b 94 99 b7 71 74 d3 e4 bf
    80: 3a de 96 0e bc 0a ed 77 fc 37 6b 03 79 89 62 c6
    90: d7 c0 d2 7c 6a 8b 22 a3 5b 05 5d 02 75 d5 61 e3
    a0: 18 8f 55 51 ad 1f 0b 5e 85 e5 c2 57 63 ca 3d 6c
    b0: b4 c5 cc 70 b2 91 59 0d 47 20 c8 4f 58 e0 01 e2
    c0: 16 38 c4 6f 3b 0f 65 46 be 7e 2d 7b 82 f9 40 b5
    d0: 1d 73 f8 eb 26 c7 87 97 25 54 b1 28 aa 98 9d a5
    e0: 64 6d 7a d4 10 81 44 ef 49 d6 ae 2e dd 76 5c 2f
    f0: a7 1c c9 09 69 9a 83 cf 29 39 b9 e9 4c ff 43 ab

    
3.2.  Standard Public Key Authentication

    Implementation of the changes in this section is REQUIRED for
    compliance with PKINIT.

    It is assumed that all public keys are signed by some certification
    authority (CA).  The initial authentication request is sent as per
    RFC 1510, except that a preauthentication field containing data
    signed by the user's private key accompanies the request:

    PA-PK-AS-REQ ::= SEQUENCE {
                                -- PA TYPE 14
        signedAuthPack          [0] SignedAuthPack
        userCert                [1] SEQUENCE OF Certificate OPTIONAL,
                                    -- the user's certificate chain;
                                    -- if present, the KDC must use
                                    -- the public key from this
                                    -- particular certificate chain to
                                    -- verify the signature in the
                                    -- request
        trustedCertifiers       [2] SEQUENCE OF PrincipalName OPTIONAL,
                                    -- CAs that the client trusts
        serialNumber            [3] CertificateSerialNumber OPTIONAL
                                    -- specifying a particular KDC
                                    -- certificate if the client
                                    -- already has it;
                                    -- must be accompanied by
                                    -- a single trustedCertifier
    }

    CertificateSerialNumber ::= INTEGER
                                -- as specified by PKCS #6 [15]

    SignedAuthPack ::= SEQUENCE {
        authPack                [0] AuthPack,
        authPackSig             [1] Signature,
                                    -- of authPack
                                    -- using user's private key
    }

    AuthPack ::= SEQUENCE {
        pkAuthenticator         [0] PKAuthenticator,
        clientPublicValue       [1] SubjectPublicKeyInfo OPTIONAL
                                    -- if client is using Diffie-Hellman
    }

    PKAuthenticator ::= SEQUENCE {
        kdcName                 [0] PrincipalName,
        kdcRealm                [1] Realm,
        cusec                   [2] INTEGER,
                                    -- for replay prevention
        ctime                   [3] KerberosTime,
                                    -- for replay prevention
        nonce                   [4] INTEGER
    }

    Signature ::= SEQUENCE {
        signatureAlgorithm      [0] SignatureAlgorithmIdentifier,
        pkcsSignature           [1] BIT STRING
                                    -- octet-aligned big-endian bit
                                    -- string (encrypted with signer's
                                    -- private key)
    }

    SignatureAlgorithmIdentifier ::= AlgorithmIdentifier

    AlgorithmIdentifier ::= SEQUENCE {
        algorithm                   ALGORITHM.&id,
        parameters                  ALGORITHM.&type 
    }   -- as specified by the X.509 recommendation [10]

    SubjectPublicKeyInfo ::= SEQUENCE {
        algorithm                   AlgorithmIdentifier,
                                    -- dhKeyAgreement
        subjectPublicKey            BIT STRING
                                    -- for DH, equals
                                    -- public exponent (INTEGER encoded
                                    -- as payload of BIT STRING)
    }   -- as specified by the X.509 recommendation [9]

    Certificate ::= SEQUENCE {
        certType                [0] INTEGER,
                                    -- type of certificate
                                    -- 1 = X.509v3 (DER encoding)
                                    -- 2 = PGP (per PGP specification)
                                    -- 3 = PKIX (per PKCS #6 [15])
        certData                [1] OCTET STRING
                                    -- actual certificate
                                    -- type determined by certType
    }

    If the client passes a certificate serial number in the request,
    the KDC is requested to use the referred-to certificate.  If none
    exists, then the KDC returns an error of type
    KDC_ERR_CERTIFICATE_MISMATCH.  It also returns this error if, on the
    other hand, the client does not pass any trustedCertifiers,
    believing that it has the KDC's certificate, but the KDC has more
    than one certificate.

    The PKAuthenticator carries information to foil replay attacks,
    to bind the request and response, and to optionally pass the
    client's Diffie-Hellman public value (i.e. for using DSA in
    combination with Diffie-Hellman).  The PKAuthenticator is signed
    with the private key corresponding to the public key in the
    certificate found in userCert (or cached by the KDC).

    The userCert field is a sequence of certificates, the first of which
    must be the user's public key certificate. Any subsequent
    certificates will be certificates of the certifiers of the user's
    certificate.  These cerificates may be used by the KDC to verify the
    user's public key.  This field may be left empty if the KDC already
    has the user's certificate.

    The trustedCertifiers field contains a list of certification
    authorities trusted by the client, in the case that the client does
    not possess the KDC's public key certificate.  If the KDC has no
    certificate signed by any of the trustedCertifiers, then it returns
    an error of type KDC_ERR_CERTIFICATE_MISMATCH.

    Upon receipt of the AS_REQ with PA-PK-AS-REQ pre-authentication
    type, the KDC attempts to verify the user's certificate chain
    (userCert), if one is provided in the request.  This is done by
    verifying the certification path against the KDC's policy of
    legitimate certifiers.  This may be based on a certification
    hierarchy, or it may be simply a list of recognized certifiers in a
    system like PGP.

    If verification of the user's certificate fails, the KDC sends back
    an error message of type KDC_ERR_CLIENT_NOT_TRUSTED.  The e-data
    field contains additional information pertaining to this error, and
    is formatted as follows:

        METHOD-DATA ::= SEQUENCE {
            method-type         [0] INTEGER,
                                    -- 1 = cannot verify public key
                                    -- 2 = invalid certificate
                                    -- 3 = revoked certificate
                                    -- 4 = invalid KDC name
                                    -- 5 = client name mismatch
            method-data         [1] OCTET STRING OPTIONAL
        } -- syntax as for KRB_AP_ERR_METHOD (RFC 1510)

    The values for the method-type and method-data fields are described
    in Section 3.2.1.

    If trustedCertifiers is provided in the PA-PK-AS-REQ, the KDC
    verifies that it has a certificate issued by one of the certifiers
    trusted by the client.  If it does not have a suitable certificate,
    the KDC returns an error message of type KDC_ERR_KDC_NOT_TRUSTED to
    the client. 

    If a trust relationship exists, the KDC then verifies the client's
    signature on AuthPack.  If that fails, the KDC returns an error
    message of type KDC_ERR_INVALID_SIG.  Otherwise, the KDC uses the
    timestamp in the PKAuthenticator to assure that the request is not a
    replay.   The KDC also verifies that its name is specified in the
    PKAuthenticator.

    If the clientPublicValue field is filled in, indicating that the
    client wishes to use Diffie-Hellman key agreement, then the KDC
    checks to see that the parameters satisfy its policy.  If they do
    not (e.g., the prime size is insufficient for the expected
    encryption type), then the KDC sends back an error message of type
    KDC_ERR_KEY_TOO_WEAK.  Otherwise, it generates its own public and
    private values for the response.

    The KDC also checks that the timestamp in the PKAuthenticator is
    within the allowable window.  If the local (server) time and the
    client time in the authenticator differ by more than the allowable
    clock skew, then the KDC returns an error message of type
    KRB_AP_ERR_SKEW.

    Assuming no errors, the KDC replies as per RFC 1510, except as
    follows.  The user's name in the ticket is determined by the
    following decision algorithm:

        1.  If the KDC has a mapping from the name in the certificate
            to a Kerberos name, then use that name.  Else
        2.  If the certificate contains a Kerberos name in an extension
            field, and local KDC policy allows, then use that name.
            Else
        3.  Use the name as represented in the certificate, mapping
            as necessary (e.g., as per RFC 2253 for X.500 names).  In
            this case the realm in the ticket shall be the name of the
            certification authority that issued the user's certificate.

    The KDC encrypts the reply not with the user's long-term key, but
    with a random key generated only for this particular response.  This
    random key is sealed in the preauthentication field:

    PA-PK-AS-REP ::= SEQUENCE {
                                -- PA TYPE 15
        encKeyPack              [1] EnvelopedKeyPack,
                                    -- temporary key is encrypted
                                    -- using either the client public
                                    -- key or the Diffie-Hellman key
                                    -- specified by SignedKDCPublicValue.
                                    -- SignedReplyKeyPack, encrypted
                                    -- with the temporary key, is also
                                    -- included.
        signedKDCPublicValue    [2] SignedKDCPublicValue OPTIONAL,
                                    -- if one was passed in the request
        kdcCert                 [3] SEQUENCE OF Certificate OPTIONAL
                                    -- the KDC's certificate chain
    }
  
        
    The EnvelopedKeyPack data type below contains an encrypted
    temporary key (either with the PKINIT client's public key or with a
    symmetric key, resulting from the Diffie-Hellman exchange). It also
    contains a signed and encrypted reply key. This data structure is
    similar to EnvelopedData, defined in CMS [11] and PKCS #7 [12].
    
    EnvelopedKeyPack ::= SEQUENCE {
        version                     Version,
                                    -- Always set to 0.
        recipientInfos              RecipientInfos,
                                    -- This is a SET, which must contain
                                    -- exactly one member. Contains a
                                    -- temporary key, encrypted with the
                                    -- client's public key. This
                                    -- temporary key is used to encrypt
                                    -- the reply key.
        encryptedContentInfo        EncryptedContentInfo
                                    -- contains the signed and encrypted
                                    -- reply key
    }

    Version ::= INTEGER

    RecipientInfos ::= SET OF RecipientInfo

    RecipientInfo ::= SEQUENCE {
        version                     Version,
                                    -- shall be 0
        rid                         RecipientIdentifier,
                                    -- Since this is an optional field, 
                                    -- it supports both CMS and PKCS #7
        keyEncryptionAlgorithm      KeyEncryptionAlgorithmIdentifier,
        EncryptedKey                OCTET STRING
                                    -- the temporary key, encrypted with
                                    -- the PKINIT client's public key        
    }

    KeyEncryptionAlgorithmIdentifier ::= AlgorithmIdentifier

    RecipientIdentifier ::= IssuerAndSerialNumber
                            -- Corresponds to the X.509 V3 extension
                            -- SubjectKeyIdentifier.

    IssuerAndSerialNumber ::= SEQUENCE {
        issuer                  Name,
                                    -- a distinguished name, as defined
                                    -- by X.509
        serialNumber            CertificateSerialNumber
    }

    CertificateSerialNumber ::= INTEGER
        
    EncryptedContentInfo ::= SEQUENCE {
        contentType             ContentType,
                                    -- shall be:
                                    --  iso(1) member-body(2) us(840)
                                    --  rsadsi(113549) pkcs(1) pkcs7(7)
                                    --  EnvelopedData(3)
        contentEncryptionAlgorithm ContentEncryptionAlgorithmIdentifier
                                    -- Algorithm used to encrypt the
                                    -- SignedReplyKeyPack.
        encryptedContent           OCTET STRING
                                    -- The encrypted data is of the type
                                    -- SignedReplyKeyPack.
    }

    ContentType ::= OBJECT IDENTIFIER

    ContentEncryptionAlgorithmIdentifier ::= AlgorithmIdentifier

    SignedReplyKeyPack ::= SEQUENCE {
        replyKeyPack            [0] ReplyKeyPack,
        replyKeyPackSig         [1] Signature,
                                    -- of replyKeyPack
                                    -- using KDC's private key
    }

    ReplyKeyPack ::= SEQUENCE {
        replyKey                [0] EncryptionKey,
                                    -- used to encrypt main reply
                                    -- of same ENCTYPE as session key
        nonce                   [1] INTEGER
                                    -- binds response to the request
                                    -- must be same as the nonce
                                    -- passed in the PKAuthenticator
    }
       
    SignedKDCPublicValue ::= SEQUENCE {
        kdcPublicValue          [0] SubjectPublicKeyInfo,
                                    -- as described above
        kdcPublicValueSig       [1] Signature
                                    -- of kdcPublicValue
                                    -- using KDC's private key
    }


    The kdcCert field is a sequence of certificates, the first of which
    must be the KDC's public key certificate.  Any subsequent
    certificates will be certificates of the certifiers of the KDC's
    certificate.  The last of these must have as its certifier one of
    the certifiers sent to the KDC in the PA-PK-AS-REQ.  These
    cerificates may be used by the client to verify the KDC's public
    key.  This field is empty if the client did not send to the KDC a
    list of trusted certifiers (the trustedCertifiers field was empty).
    
    Since each certifier in the certification path of a user's
    certificate is essentially a separate realm, the name of each
    certifier shall be added to the transited field of the ticket.  The
    format of these realm names is defined in Section 3.1 of this
    document.  If applicable, the transit-policy-checked flag should be
    set in the issued ticket.

    The KDC's certificate must bind the public key to a name derivable
    from the name of the realm for that KDC.  X.509 certificates shall
    contain the principal name of the KDC as the SubjectAltName version
    3 extension. Below is the definition of this version 3 extension, as
    specified by the X.509 standard:

        subjectAltName EXTENSION ::= {
            SYNTAX GeneralNames
            IDENTIFIED BY id-ce-subjectAltName
        }

        GeneralNames ::= SEQUENCE SIZE(1..MAX) OF GeneralName

        GeneralName ::= CHOICE {
            otherName       [0] INSTANCE OF OTHER-NAME,
            ...
        }

        OTHER-NAME ::= TYPE-IDENTIFIER

    In this definition, otherName is a name of any form defined as an
    instance of the OTHER-NAME information object class. For the purpose
    of specifying a Kerberos principal name, INSTANCE OF OTHER-NAME will
    be replaced by the type KerberosPrincipalName:

        KerberosPrincipalName ::= SEQUENCE {
            nameType        [0] OTHER-NAME.&id ( { PrincipalNameTypes } ),
            name            [1] OTHER-NAME.&type ( { PrincipalNameTypes }
                               { @nameType } )
        }

        PrincipalNameTypes OTHER-NAME ::= {
            { PrincipalNameSrvInst IDENTIFIED BY principalNameSrvInst }
        }  

        PrincipalNameSrvInst ::= GeneralString

    where (from the Kerberos specification) we have

        krb5 OBJECT IDENTIFIER ::= { iso (1)
                                     org (3)
                                     dod (6)
                                     internet (1)
                                     security (5)
                                     kerberosv5 (2) }

        principalName OBJECT IDENTIFIER ::= { krb5 2 }

        principalNameSrvInst OBJECT IDENTIFIER ::= { principalName 2 }

    (This specification can also be used to specify a Kerberos name
    within the user's certificate.)

    The client then extracts the random key used to encrypt the main
    reply.  This random key (in encPaReply) is encrypted with either the
    client's public key or with a key derived from the DH values
    exchanged between the client and the KDC.


3.2.1.  Additional Information for Errors

    This section describes the interpretation of the method-type and
    method-data fields of the KDC_ERR_CLIENT_NOT_TRUSTED error.

    If method-type=1, the client's public key certificate chain does not
    contain a certificate that is signed by a certification authority
    trusted by the KDC.  The format of the method-data field will be an
    ASN.1 encoding of a list of trusted certifiers, as defined above:

        TrustedCertifiers ::= SEQUENCE OF PrincipalName

    If method-type=2, the signature on one of the certificates in the
    chain cannot be verified.  The format of the method-data field will
    be an ASN.1 encoding of the integer index of the certificate in
    question:

        CertificateIndex ::= INTEGER
                             -- 0 = 1st certificate,
                             -- 1 = 2nd certificate, etc

    If method-type=3, one of the certificates in the chain has been
    revoked.  The format of the method-data field will be an ASN.1
    encoding of the integer index of the certificate in question:

        CertificateIndex ::= INTEGER
                             -- 0 = 1st certificate,
                             -- 1 = 2nd certificate, etc

    If method-type=4, the KDC name or realm in the PKAuthenticator does
    not match the principal name of the KDC.  There is no method-data
    field in this case.

    If method-type=5, the client name or realm in the certificate does
    not match the principal name of the client.  There is no
    method-data field in this case.


3.2.2. Required Algorithms and Data Formats

    Not all of the algorithms in the PKINIT protocol specification have
    to be implemented in order to comply with the proposed standard.
    Below is a list of the required algorithms and data formats:

        - Diffie-Hellman public/private key pairs
        - SHA1 digest and DSA for signatures
        - X.509 version 3 certificates
        - 3-key triple DES keys derived from the Diffie-Hellman Exchange
        - 3-key triple DES Temporary and Reply keys

        
3.3.  Digital Signature

    Implementation of the changes in this section are OPTIONAL for
    compliance with PKINIT.

    We offer this option with the warning that it requires the client to
    generate a random key; the client may not be able to guarantee the
    same level of randomness as the KDC.

    If the user registered, or presents a certificate for, a digital
    signature key with the KDC instead of an encryption key, then a
    separate exchange must be used.  The client sends a request for a
    TGT as usual, except that it (rather than the KDC) generates the
    random key that will be used to encrypt the KDC response.  This key
    is sent to the KDC along with the request in a preauthentication
    field, encrypted with the KDC's public key:

    PA-PK-AS-SIGN ::= SEQUENCE {
                                -- PA TYPE 16
        encKeyPack              [1] EnvelopedKeyPack,
                                    -- temporary key is encrypted
                                    -- using the KDC public
                                    -- key.
                                    -- SignedRandomKeyPack, encrypted
                                    -- with the temporary key, is also
                                    -- included.
        userCert                [2] SEQUENCE OF Certificate OPTIONAL
                                    -- the user's certificate chain;
                                    -- if present, the KDC must use
                                    -- the public key from this
                                    -- particular certificate chain to
                                    -- verify the signature in the
                                    -- request
    }

    In the above message, the content of the encKeyPack is similar to
    the content of the encKeyPack field in the PA-PK-AS-REP message,
    except that it is the KDC's public key and not the client's public
    key that is used to encrypt the temporary key. And, the
    encryptedContentInfo field inside the EnvelopedKeyPack contains
    encrypted data of the type SignedRandomKeyPack instead of the
    SignedReplyKeyPack.

    SignedRandomKeyPack ::= SEQUENCE {
        randomkeyPack           [0] RandomKeyPack,
        randomkeyPackSig        [1] Signature
                                    -- of keyPack
                                    -- using user's private key
    }

    RandomKeyPack ::= SEQUENCE {
        randomKey               [0] EncryptionKey,
                                    -- will be used to encrypt reply
        randomKeyAuth           [1] PKAuthenticator
    }

    If the KDC does not accept client-generated random keys as a matter
    of policy, then it sends back an error message of type
    KDC_ERR_KEY_TOO_WEAK.  Otherwise, it extracts the random key as
    follows.

    Upon receipt of the PA-PK-AS-SIGN, the KDC decrypts then verifies
    the randomKey.  It then replies as per RFC 1510, except that the
    reply is encrypted not with a password-derived user key, but with
    the randomKey sent in the request.  Since the client already knows
    this key, there is no need to accompany the reply with an extra
    preauthentication field.  The transited field of the ticket should
    specify the certification path as described in Section 3.2.


3.4.  Retrieving the User's Private Key from the KDC

    Implementation of the changes described in this section are OPTIONAL
    for compliance with PKINIT.  (This section may or may not fall under
    the purview of a patent for private key storage; please see Section
    8 for more information.)

    When the user's private key is not stored local to the user, he may
    choose to store the private key (normally encrypted using a
    password-derived key) on the KDC.  In this case, the client makes a
    request as described above, except that instead of preauthenticating
    with his private key, he uses a symmetric key shared with the KDC.

    For simplicity's sake, this shared key is derived from the password-
    derived key used to encrypt the private key, in such a way that the
    KDC can authenticate the user with the shared key without being able
    to extract the private key.

    We provide this option to present the user with an alternative to
    storing the private key on local disk at each machine where he
    expects to authenticate himself using PKINIT.  It should be noted
    that it replaces the added risk of long-term storage of the private
    key on possibly many workstations with the added risk of storing the
    private key on the KDC in a form vulnerable to brute-force attack.

    Denote by K1 the symmetric key used to encrypt the private key.
    Then construct symmetric key K2 as follows:

        * Perform a hash on K1.
        * Truncate the digest to Length(K1) bytes.
        * Rectify parity in each byte (if necessary) to obtain K2.

    The KDC stores K2, the public key, and the encrypted private key.
    This key pair is designated as the "primary" key pair for that user.
    This primary key pair is the one used to perform initial
    authentication using the PA-PK-AS-REP preauthentication field.  If
    he desires, he may also store additional key pairs on the KDC; these
    may be requested in addition to the primary.  When the client
    requests initial authentication using public key cryptography, it
    must then include in its request, instead of a PA-PK-AS-REQ, the
    following preauthentication sequence:

    PA-PK-KEY-REQ ::= SEQUENCE {
                                -- PA TYPE 17
        signedPKAuth            [0] SignedPKAuth,
        trustedCertifiers       [1] SEQUENCE OF PrincipalName OPTIONAL,
                                    -- CAs that the client trusts
        keyIDList               [2] SEQUENCE OF Checksum OPTIONAL
                                    -- payload is hash of public key
                                    -- corresponding to desired
                                    -- private key
                                    -- if absent, KDC will return all
                                    -- stored private keys
    }

    Checksum ::= SEQUENCE {
        cksumtype               [0] INTEGER,
        checksum                [1] OCTET STRING
    }   -- as specified by RFC 1510

    SignedPKAuth ::= SEQUENCE {
        pkAuth                  [0] PKAuthenticator,
        pkAuthSig               [1] Signature
                                    -- of pkAuth
                                    -- using the symmetric key K2
    }

    If a keyIDList is present, the first identifier should indicate
    the primary private key.  No public key certificate is required,
    since the KDC stores the public key along with the private key.
    If there is no keyIDList, all the user's private keys are returned.

    Upon receipt, the KDC verifies the signature using K2.  If the
    verification fails, the KDC sends back an error of type
    KDC_ERR_INVALID_SIG.  If the signature verifies, but the requested
    keys are not found on the KDC, then the KDC sends back an error of
    type KDC_ERR_PREAUTH_FAILED.  If all checks out, the KDC responds as
    described in Section 3.2, except that in addition, the KDC appends
    the following preauthentication sequence:

    PA-PK-KEY-REP ::= SEQUENCE {
                                -- PA TYPE 18
        encKeyRep               [0] EncryptedData
                                    -- of type EncKeyReply
                                    -- using the symmetric key K2
    }

    EncKeyReply ::= SEQUENCE {
        keyPackList             [0] SEQUENCE OF KeyPack,
                                    -- the first KeyPair is
                                    -- the primary key pair
        nonce                   [1] INTEGER
                                    -- binds reply to request
                                    -- must be identical to the nonce
                                    -- sent in the SignedAuthPack
    }

    KeyPack ::= SEQUENCE {
        keyID                   [0] Checksum,
        encPrivKey              [1] OCTET STRING
    }

    Upon receipt of the reply, the client extracts the encrypted private
    keys (and may store them, at the client's option).  The primary
    private key, which must be the first private key in the keyPack
    SEQUENCE, is used to decrypt the random key in the PA-PK-AS-REP;
    this key in turn is used to decrypt the main reply as described in
    Section 3.2.


4.  Logistics and Policy

    This section describes a way to define the policy on the use of
    PKINIT for each principal and request.

    The KDC is not required to contain a database record for users
    that use either the Standard Public Key Authentication or Public Key
    Authentication with a Digital Signature.  However, if these users
    are registered with the KDC, it is recommended that the database
    record for these users be modified to include three additional flags
    in the attributes field.

    The first flag, use_standard_pk_init, indicates that the user should
    authenticate using standard PKINIT as described in Section 3.2.  The
    second flag, use_digital_signature, indicates that the user should
    authenticate using digital signature PKINIT as described in Section
    3.3.  The third flag, store_private_key, indicates that the user
    has stored his private key on the KDC and should retrieve it using
    the exchange described in Section 3.4.

    If one of the preauthentication fields defined above is included in
    the request, then the KDC shall respond as described in Sections 3.2
    through 3.4, ignoring the aforementioned database flags.  If more
    than one of the preauthentication fields is present, the KDC shall
    respond with an error of type KDC_ERR_PREAUTH_FAILED.

    In the event that none of the preauthentication fields defined above
    are included in the request, the KDC checks to see if any of the
    above flags are set.  If the first flag is set, then it sends back
    an error of type KDC_ERR_PREAUTH_REQUIRED indicating that a
    preauthentication field of type PA-PK-AS-REQ must be included in the
    request.

    Otherwise, if the first flag is clear, but the second flag is set,
    then the KDC sends back an error of type KDC_ERR_PREAUTH_REQUIRED
    indicating that a preauthentication field of type PA-PK-AS-SIGN must
    be included in the request.

    Lastly, if the first two flags are clear, but the third flag is set,
    then the KDC sends back an error of type KDC_ERR_PREAUTH_REQUIRED
    indicating that a preauthentication field of type PA-PK-KEY-REQ must
    be included in the request.


5.  Security Considerations

    PKINIT raises a few security considerations, which we will address
    in this section.

    First of all, PKINIT introduces a new trust model, where KDCs do not
    (necessarily) certify the identity of those for whom they issue
    tickets.  PKINIT does allow KDCs to act as their own CAs, in order
    to simplify key management, but one of the additional benefits is to
    align Kerberos authentication with a global public key
    infrastructure.  Anyone using PKINIT in this way must be aware of
    how the certification infrastructure they are linking to works.

    Secondly, PKINIT also introduces the possibility of interactions
    between different cryptosystems, which may be of widely varying
    strengths.  Many systems, for instance, allow the use of 512-bit
    public keys.  Using such keys to wrap data encrypted under strong
    conventional cryptosystems, such as triple-DES, is inappropriate;
    it adds a weak link to a strong one at extra cost.  Implementors
    and administrators should take care to avoid such wasteful and
    deceptive interactions.

    Lastly, PKINIT calls for randomly generated keys for conventional
    cryptosystems.  Many such systems contain systematically "weak"
    keys.  PKINIT implementations MUST avoid use of these keys, either
    by discarding those keys when they are generated, or by fixing them
    in some way (e.g., by XORing them with a given mask).  These
    precautions vary from system to system; it is not our intention to
    give an explicit recipe for them here.


5.  Transport Issues

    Certificate chains can potentially grow quite large and span several
    UDP packets; this in turn increases the probability that a Kerberos
    message involving PKINIT extensions will be broken in transit.  In
    light of the possibility that the Kerberos specification will
    require KDCs to accept requests using TCP as a transport mechanism,
    we make the same recommendation with respect to the PKINIT
    extensions as well.


6.  Bibliography

    [1] J. Kohl, C. Neuman.  The Kerberos Network Authentication Service
    (V5).  Request for Comments 1510.

    [2] B.C. Neuman, Theodore Ts'o. Kerberos: An Authentication Service
    for Computer Networks, IEEE Communications, 32(9):33-38.  September
    1994.

    [3] B. Tung, T. Ryutov, C. Neuman, G. Tsudik, B. Sommerfeld,
    A. Medvinsky, M. Hur.  Public Key Cryptography for Cross-Realm
    Authentication in Kerberos.
    draft-ietf-cat-kerberos-pk-cross-04.txt

    [4] A. Medvinsky, J. Cargille, M. Hur.  Anonymous Credentials in
    Kerberos.
    draft-ietf-cat-kerberos-anoncred-00.txt

    [5] A. Medvinsky, M. Hur, B. Clifford Neuman.  Public Key Utilizing
    Tickets for Application Servers (PKTAPP).
    draft-ietf-cat-pktapp-00.txt

    [6] M. Sirbu, J. Chuang.  Distributed Authentication in Kerberos
    Using Public Key Cryptography.  Symposium On Network and Distributed
    System Security, 1997.

    [7] B. Cox, J.D. Tygar, M. Sirbu.  NetBill Security and Transaction 
    Protocol.  In Proceedings of the USENIX Workshop on Electronic
    Commerce, July 1995.

    [8] Alan O. Freier, Philip Karlton and Paul C. Kocher.  The SSL
    Protocol, Version 3.0 - IETF Draft. 

    [9] B.C. Neuman, Proxy-Based Authorization and Accounting for 
    Distributed Systems.  In Proceedings of the 13th International 
    Conference on Distributed Computing Systems, May 1993.

    [10] ITU-T (formerly CCITT) Information technology - Open Systems
    Interconnection - The Directory: Authentication Framework
    Recommendation X.509 ISO/IEC 9594-8

    [11] R. Hously. Cryptographic Message Syntax. 
    draft-ietf-smime-cms-04.txt, March 1998.

    [12] PKCS #7: Cryptographic Message Syntax Standard,
    An RSA Laboratories Technical Note Version 1.5
    Revised November 1, 1993

    [13] Ron Rivest, MIT Laboratory for Computer Science and
    RSA Data Security, Inc. A Description of the RC2(r) Encryption
    Algorithm, November 1997.

    [14] M. Wahl, S. Kille, T. Howes. Lightweight Directory Access
    Protocol (v3): UTF-8 String Representation of Distinguished Names.
    Request for Comments 2253.

    [15] PKCS #6: Cryptographic Message Syntax Standard,
    An RSA Laboratories Technical Note Version 1.5
    Revised November 1, 1993


7.  Patent Issues

    The private key storage and retrieval process described in Section
    3.4 may be covered by U.S. Patent 5,418,854 (Charles Kaufman, Morrie
    Gasser, Butler Lampson, Joseph Tardo, Kannan Alagappan, all then of
    Digital Corporation).  At this time, inquiries into this patent are
    inconclusive.  We solicit discussion from any party who can illuminate
    the coverage of this particular patent.


8.  Acknowledgements

    Some of the ideas on which this proposal is based arose during
    discussions over several years between members of the SAAG, the IETF
    CAT working group, and the PSRG, regarding integration of Kerberos
    and SPX.  Some ideas have also been drawn from the DASS system.
    These changes are by no means endorsed by these groups.  This is an
    attempt to revive some of the goals of those groups, and this
    proposal approaches those goals primarily from the Kerberos
    perspective.  Lastly, comments from groups working on similar ideas
    in DCE have been invaluable.


9.  Expiration Date

    This draft expires May 15, 1999.


10. Authors

    Brian Tung
    Clifford Neuman
    USC Information Sciences Institute
    4676 Admiralty Way Suite 1001
    Marina del Rey CA 90292-6695
    Phone: +1 310 822 1511
    E-mail: {brian, bcn}@isi.edu

    John Wray
    Digital Equipment Corporation
    550 King Street, LKG2-2/Z7
    Littleton, MA 01460
    Phone: +1 508 486 5210
    E-mail: wray@tuxedo.enet.dec.com

    Ari Medvinsky
    Matthew Hur
    Sasha Medvinsky
    CyberSafe Corporation
    1605 NW Sammamish Road Suite 310
    Issaquah WA 98027-5378
    Phone: +1 206 391 6000
    E-mail: {ari.medvinsky, matt.hur, sasha.medvinsky}@cybersafe.com

    Jonathan Trostle
    170 W. Tasman Dr.
    San Jose, CA 95134
    E-mail: jtrostle@cisco.com